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First Trust Utilities AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
IPC
51
Independent Portfolio Consultants
Florida
$35K -$64.9K -2,640 -64%
NFG
52
Next Financial Group
Texas
$33K -$12.3K -500 -26%
WEC
53
Winslow Evans & Crocker
Massachusetts
$22.5K – – –
WA
54
WFG Advisors
Texas
$18K -$19.2K -782 -51%
JFGIW
55
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$18K +$18.3K +745 New
MFS
56
MSI Financial Services
Massachusetts
$16K -$29.4K -1,198 -63%
BWA
57
Burt Wealth Advisors
Maryland
$16K – – –
RIA
58
Regal Investment Advisors
Michigan
$15K – – –
CTC
59
Central Trust Company
Missouri
$15K +$15.3K +621 New
ASN
60
Advisory Services Network
Georgia
$6K -$86.6K -3,524 -94%
TIM
61
Tortoise Investment Management
New York
$6K – – –
Manulife (Manufacturers Life Insurance)
62
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$6K +$6.44K +262 New
FSIM
63
F-Squared Investment Management
Massachusetts
– -$355M -14,281,304 Closed
PPA
64
Parametric Portfolio Associates
Washington
– -$42.8M -1,718,665 Closed
BFA
65
Beaumont Financial Advisors
Massachusetts
– -$30.2M -1,213,913 Closed
Deutsche Bank
66
Deutsche Bank
Germany
– -$3.1M -124,500 Closed
SS
67
Simplicity Solutions
Minnesota
– -$1.27M -51,149 Closed
Janney Montgomery Scott
68
Janney Montgomery Scott
Pennsylvania
– -$641K -25,778 Closed
FA
69
FDx Advisors
Illinois
– -$539K -21,658 Closed
ACM
70
Argentus Capital Management
Texas
– -$481K -19,339 Closed
Koshinski Asset Management
71
Koshinski Asset Management
Illinois
– -$299K -12,004 Closed
MAS
72
Madden Advisory Services
Florida
– -$66K -2,635 Closed
US Bancorp
73
US Bancorp
Minnesota
– -$62K -2,503 Closed
NPC
74
National Planning Corporation
California
– -$24.8K -1,000 Closed
WRM
75
Westport Resources Management
Connecticut
– -$12K -500 Closed