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First Trust Utilities AlphaDEX Fund

120 hedge funds and large institutions have $217M invested in First Trust Utilities AlphaDEX Fund in 2024 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 46 increasing their positions, 27 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 12

70% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 27

30% more capital invested

Capital invested by funds: $166M → $217M (+$50.7M)

9% more funds holding

Funds holding: 110120 (+10)

2.63% more ownership

Funds ownership: 68.37%71% (+2.6%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
120
Holders Change
+10
Holders Change %
+9.09%
% of All Funds
1.72%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
24
Increased
46
Reduced
27
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CFFP
101
Center for Financial Planning
Michigan
$31.7K
Carson Wealth (CWM LLC)
102
Carson Wealth (CWM LLC)
Nebraska
$28K +$142 +4 +0.5%
AAP
103
Arax Advisory Partners
Colorado
$24.5K -$5.39K -152 -19%
Fidelity Investments
104
Fidelity Investments
Massachusetts
$19.7K
HR
105
Howe & Rusling
New York
$19K +$17.6K +495 New
RIA
106
Realta Investment Advisors
Delaware
$14.6K
GRP
107
Global Retirement Partners
California
$13.5K
SS
108
Sunbelt Securities
Texas
$12.2K +$35 +1 +0.3%
AA
109
Ancora Advisors
Ohio
$9.62K
RCM
110
Raleigh Capital Management
North Carolina
$9.43K +$8.69K +245 New
WWMSC
111
Wagner Wealth Management (South Carolina)
South Carolina
$7.86K +$35 +1 +0.5%
Qube Research & Technologies (QRT)
112
Qube Research & Technologies (QRT)
United Kingdom
$7.73K
CIAS
113
Capital Investment Advisory Services
North Carolina
$5.2K
DCM
114
Davis Capital Management
Florida
$5.04K
FNWA
115
Financial Network Wealth Advisors
Utah
$4.62K +$4.25K +120 New
OSAM
116
O'Shaughnessy Asset Management
Connecticut
$3.64K +$3.37K +95 New
KFI
117
Key Financial Inc
Pennsylvania
$3K
TFA
118
Transamerica Financial Advisors
Florida
$3K
AF
119
Allworth Financial
California
$1.54K +$1.42K +40 New
DFA
120
DHJJ Financial Advisors
Illinois
$1.06K +$35 +1 +4%
VAS
121
Vestmark Advisory Solutions
Massachusetts
-$1.83M -55,273 Closed
OFS
122
OneAscent Financial Services
Alabama
-$660K -19,944 Closed
VCM
123
Virtue Capital Management
Tennessee
-$641K -18,809 Closed
D.E. Shaw & Co
124
D.E. Shaw & Co
New York
-$461K -13,954 Closed
KPWS
125
Kestra Private Wealth Services
Texas
-$456K -13,790 Closed

FXU Hedge Fund Activity: Q3 2024 in Review

120 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q3 2024, worth a combined $217M — up 30% from $166M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new FXU positions and 12 closed out — a net gain of 12 holders — while 46 added to existing stakes and 27 trimmed.

The largest buyer was Bank of America, adding an estimated $4.03M. The largest seller was Harbour Investments, cutting an estimated $2.59M.

  • 120 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q3 2024, up from 110 in Q2 2024.
  • Funds reported $217M of First Trust Utilities AlphaDEX Fund stock for Q3 2024, up 30% quarter-over-quarter.
  • 24 funds opened new First Trust Utilities AlphaDEX Fund positions in Q3 2024 and 12 closed out, a net change of +12 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q3 2024 was Bank of America, an estimated $4.03M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q3 2024 was Harbour Investments, an estimated $2.59M sold.

Based on aggregated 13F filings for Q3 2024.