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First Trust Utilities AlphaDEX Fund
FXU

114 hedge funds and large institutions have $255M invested in First Trust Utilities AlphaDEX Fund in 2022 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 42 increasing their positions, 29 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

64% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 14

45% more repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 29

6% more funds holding

Funds holding: 108 → 114 (+6)

0.03% more ownership

Funds ownership: 69.31% → 69.34% (+0.03%)

13% less capital invested

Capital invested by funds: $293M → $255M (-$38M)

Holders
114
Holders Change
+6
Holders Change %
+5.56%
% of All Funds
1.83%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
23
Increased
42
Reduced
29
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
HI
Harbour Investments
Wisconsin
+$7.3M
2
Bank of America
Bank of America
North Carolina
+$5.31M
3
Osaic Holdings
Osaic Holdings
Arizona
+$2.67M
4
CAM
Concorde Asset Management
Michigan
+$2.64M
5
Mariner
Mariner
Kansas
+$2.2M

Top Sellers

Rank Fund Capital Flow
1
CWM
Congress Wealth Management
Massachusetts
-$45.8M
2
AWM
AE Wealth Management
Kansas
-$7.2M
3
Morgan Stanley
Morgan Stanley
New York
-$5.97M
4
Wells Fargo
Wells Fargo
California
-$4.73M
5
FEG
Financial Enhancement Group
Indiana
-$4.45M
Name Holding Trade Value Shares
Change 		Change in
Stake
Fidelity Investments
101
Fidelity Investments
Massachusetts
$12.1K -$195 -6 -2%
CAS
102
Coppell Advisory Solutions
Texas
$11.8K +$11.5K +354 New
CASC
103
Coppell Advisory Solutions Corp
Texas
$11.8K +$11.5K +354 New
TAM
104
Tucker Asset Management
Colorado
$10.1K – – –
William Blair & Company
105
William Blair & Company
Illinois
$8.67K – – –
AA
106
Ancora Advisors
Ohio
$8K – – –
WWMSC
107
Wagner Wealth Management (South Carolina)
South Carolina
$7.31K – – –
TFA
108
Transamerica Financial Advisors
Florida
$6K -$1.3M -39,960 -100%
CIAS
109
Capital Investment Advisory Services
North Carolina
$4.48K – – –
BWM
110
Baystate Wealth Management
Massachusetts
$4K +$3.9K +120 New
GI
111
Gradient Investments
Minnesota
$3.49K – – –
KFI
112
Key Financial Inc
Pennsylvania
$2.38K – – –
EE
113
EWG Elevate
California
$830 +$812 +25 New
PAG
114
Private Advisor Group
New Jersey
$515 -$1.23M -37,871 -71%
FEG
115
Financial Enhancement Group
Indiana
– -$4.45M -145,726 Closed
SPC
116
Sigma Planning Corp
Michigan
– -$1.34M -43,834 Closed
FTUS
117
Flow Traders U.S.
New York
– -$1.26M -41,214 Closed
KA
118
Kovack Advisors
Florida
– -$1.03M -33,657 Closed
TRCT
119
Tower Research Capital (TRC)
New York
– -$865K -28,308 Closed
Jane Street
120
Jane Street
New York
– -$836K -27,369 Closed
OBWG
121
Onyx Bridge Wealth Group
New York
– -$753K -25,511 Closed
LMKC
122
L.M. Kohn & Company
Ohio
– -$431K -14,127 Closed
LS
123
Leelyn Smith
Illinois
– -$417K -13,652 Closed
WAP
124
Wealthcare Advisory Partners
Pennsylvania
– -$356K -11,665 Closed
PAG
125
Private Advisory Group
Washington
– -$333K -10,911 Closed
2 3 4
5
6

FXU Hedge Fund Activity: Q4 2022 in Review

114 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q4 2022, worth a combined $255M — down 13% from $293M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new FXU positions and 14 closed out — a net gain of 9 holders — while 42 added to existing stakes and 29 trimmed.

The largest buyer was Harbour Investments, adding an estimated $7.3M. The largest seller was Congress Wealth Management, cutting an estimated $45.8M.

  • 114 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q4 2022, up from 108 in Q3 2022.
  • Funds reported $255M of First Trust Utilities AlphaDEX Fund stock for Q4 2022, down 13% quarter-over-quarter.
  • 23 funds opened new First Trust Utilities AlphaDEX Fund positions in Q4 2022 and 14 closed out, a net change of +9 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q4 2022 was Harbour Investments, an estimated $7.3M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q4 2022 was Congress Wealth Management, an estimated $45.8M sold.

Based on aggregated 13F filings for Q4 2022.