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First Trust Utilities AlphaDEX Fund

105 hedge funds and large institutions have $1.06B invested in First Trust Utilities AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 36 increasing their positions, 36 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 36

1.54% less ownership

Funds ownership: 82.86%81.32% (-1.5%)

3% less funds holding

Funds holding: 108105 (-3)

5% less capital invested

Capital invested by funds: $1.12B → $1.06B (-$57.9M)

17% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 18

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
105
Holders Change
-3
Holders Change %
-2.78%
% of All Funds
2.3%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.07%
New
15
Increased
36
Reduced
36
Closed
18
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FEG
101
Financial Enhancement Group
Indiana
$3K +$2.87K +99 New
VNA
102
Valley National Advisers
Pennsylvania
$3K +$3.42K +118 New
FEM
103
Fulcrum Equity Management
Texas
$1K -$930K -32,097 -100%
AF
104
Advisornet Financial
Minnesota
$1K
RIG
105
RiverFront Investment Group
Virginia
-$34.7M -1,209,015 Closed
FI
106
FormulaFolio Investments
Michigan
-$4.29M -149,381 Closed
VBFP
107
Valtinson Bruner Financial Planning
Minnesota
-$1.79M -62,468 Closed
LA
108
LexAurum Advisors
Kansas
-$1.29M -45,024 Closed
Jane Street
109
Jane Street
New York
-$1.12M -38,882 Closed
Koshinski Asset Management
110
Koshinski Asset Management
Illinois
-$810K -28,218 Closed
RCAG
111
Rehmann Capital Advisory Group
Michigan
-$559K -19,471 Closed
MIAN
112
Mariner Independent Advisor Network
Kansas
-$483K -16,923 Closed
BA
113
Ballew Advisors
Mississippi
-$333K -11,399 Closed
VAS
114
Vestmark Advisory Solutions
Massachusetts
-$307K -10,710 Closed
WSTAM
115
Wilbanks Smith & Thomas Asset Management
Virginia
-$281K -9,799 Closed
AWMS
116
Advocacy Wealth Management Services
Georgia
-$10K -337 Closed
HI
117
Hudock Inc
Pennsylvania
-$7K -262 Closed
S
118
SignatureFD
Georgia
-$1K -32 Closed

FXU Hedge Fund Activity: Q3 2019 in Review

105 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q3 2019, worth a combined $1.06B — down 5.2% from $1.12B a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of FXU and 15 opened new positions — a net loss of 3 holders — while 36 trimmed existing stakes and 36 added.

The largest buyer was Trilogy Capital, opening a new position worth an estimated $10.6M. The largest seller was First Trust Advisors, cutting an estimated $51.5M.

  • 105 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q3 2019, down from 108 in Q2 2019.
  • Funds reported $1.06B of First Trust Utilities AlphaDEX Fund stock for Q3 2019, down 5.2% quarter-over-quarter.
  • 15 funds opened new First Trust Utilities AlphaDEX Fund positions in Q3 2019 and 18 closed out, a net change of -3 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q3 2019 was Trilogy Capital, an estimated $10.6M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q3 2019 was First Trust Advisors, an estimated $51.5M sold.

Based on aggregated 13F filings for Q3 2019.