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First Trust Utilities AlphaDEX Fund
FXU

108 hedge funds and large institutions have $293M invested in First Trust Utilities AlphaDEX Fund in 2022 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 43 increasing their positions, 21 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

156% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 9

105% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 21

22% more capital invested

Capital invested by funds: $241M → $293M (+$52.6M)

15% more funds holding

Funds holding: 94 → 108 (+14)

3.09% more ownership

Funds ownership: 66.22% → 69.31% (+3.1%)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
108
Holders Change
+14
Holders Change %
+14.89%
% of All Funds
1.86%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
23
Increased
43
Reduced
21
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$13.9M
2
AWM
AE Wealth Management
Kansas
+$10.9M
3
KAS
Kestra Advisory Services
Texas
+$5.94M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$5.67M
5
RJA
Raymond James & Associates
Florida
+$5.25M

Top Sellers

Rank Fund Capital Flow
1
CWM
Congress Wealth Management
Massachusetts
-$10.5M
2
KA
Kovack Advisors
Florida
-$2.4M
3
CA
CoreCap Advisors
Michigan
-$1.41M
4
Goldman Sachs
Goldman Sachs
New York
-$1.2M
5
Stifel Financial
Stifel Financial
Missouri
-$1.02M
Name Holding Trade Value Shares
Change 		Change in
Stake
EWM
76
EPG Wealth Management
Georgia
$215K +$611 +18 +0.3%
PNC Financial Services Group
77
PNC Financial Services Group
Pennsylvania
$211K +$373 +11 +0.2%
Creative Planning
78
Creative Planning
Kansas
$203K +$225K +6,643 New
EA
79
Eudaimonia Advisors
Tennessee
$202K +$204 +6 +0.1%
AP
80
Advisors Preferred
Maryland
$199K +$147K +4,335 +218%
APA
81
American Portfolios Advisors
New York
$187K -$1.53K -45 -0.7%
MIM
82
MTM Investment Management
South Carolina
$147K – – –
SWM
83
Spire Wealth Management
Virginia
$117K -$192K -5,649 -60%
CFGS
84
Concourse Financial Group Securities
Alabama
$107K -$4.61K -136 -4%
Rockefeller Capital Management
85
Rockefeller Capital Management
New York
$107K – – –
JIR
86
James Investment Research
Ohio
$92K – – –
Qube Research & Technologies (QRT)
87
Qube Research & Technologies (QRT)
United Kingdom
$63K +$2.41K +71 +4%
SPIA
88
Steward Partners Investment Advisory
New York
$41K +$2.98K +88 +7%
BONH
89
Bank of New Hampshire
New Hampshire
$38K – – –
GWM
90
Geneos Wealth Management
Colorado
$35K -$7.19K -212 -15%
PTC
91
Private Trust Company
Ohio
$35K – – –
NFSG
92
Newbridge Financial Services Group
Florida
$33K – – –
CFB
93
Cullen/Frost Bankers
Texas
$30K – – –
MCC
94
Money Concepts Capital
Florida
$27K +$9.02K +266 +43%
AAP
95
Arax Advisory Partners
Colorado
$24K – – –
RIA
96
Realta Investment Advisors
Delaware
$18K +$19.7K +580 New
Carson Wealth (CWM LLC)
97
Carson Wealth (CWM LLC)
Nebraska
$14K – – –
Fidelity Investments
98
Fidelity Investments
Massachusetts
$11K -$4.41K -130 -26%
TAM
99
Tucker Asset Management
Colorado
$9.62K -$5.26K -155 -34%
Northwestern Mutual Wealth Management
100
Northwestern Mutual Wealth Management
Wisconsin
$9K +$8.41K +248 +775%
1 2 3
4
5

FXU Hedge Fund Activity: Q3 2022 in Review

108 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q3 2022, worth a combined $293M — up 22% from $241M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new FXU positions and 9 closed out — a net gain of 14 holders — while 43 added to existing stakes and 21 trimmed.

The largest buyer was LPL Financial, adding an estimated $13.9M. The largest seller was Congress Wealth Management, cutting an estimated $10.5M.

  • 108 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q3 2022, up from 94 in Q2 2022.
  • Funds reported $293M of First Trust Utilities AlphaDEX Fund stock for Q3 2022, up 22% quarter-over-quarter.
  • 23 funds opened new First Trust Utilities AlphaDEX Fund positions in Q3 2022 and 9 closed out, a net change of +14 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q3 2022 was LPL Financial, an estimated $13.9M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q3 2022 was Congress Wealth Management, an estimated $10.5M sold.

Based on aggregated 13F filings for Q3 2022.