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First Trust Utilities AlphaDEX Fund

99 hedge funds and large institutions have $195M invested in First Trust Utilities AlphaDEX Fund in 2023 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 30 increasing their positions, 38 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more capital invested

Capital invested by funds: $136M → $195M (+$59.2M)

20.24% more ownership

Funds ownership: 59.66%79.9% (+20%)

14% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 14

1% more funds holding

Funds holding: 9899 (+1)

21% less repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 38

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
99
Holders Change
+1
Holders Change %
+1.02%
% of All Funds
1.44%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.03%
New
16
Increased
30
Reduced
38
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NS
51
NBC Securities
Alabama
$273K -$4.08K -137 -2%
GWM
52
Geneos Wealth Management
Colorado
$246K +$53.8K +1,804 +30%
Jane Street
53
Jane Street
New York
$245K -$1.19M -39,786 -84%
MC
54
Moors & Cabot
Massachusetts
$244K +$3.73K +125 +2%
SPWM
55
Schrum Private Wealth Management
Florida
$243K -$22.1K -743 -9%
SWM
56
Spire Wealth Management
Virginia
$239K -$3.93K -132 -2%
PNC Financial Services Group
57
PNC Financial Services Group
Pennsylvania
$238K -$16.5K -552 -7%
IA
58
IFP Advisors
Florida
$234K -$76.1K -2,552 -26%
PA
59
PSI Advisors
Florida
$229K -$9.24K -310 -4%
RFA
60
ROI Financial Advisors
Oregon
$228K +$215K +7,205 New
WE
61
Wealth Effects
Massachusetts
$225K -$1.49K -50 -0.7%
Comerica Bank
62
Comerica Bank
Texas
$218K +$25K +840 +14%
BAM
63
Belpointe Asset Management
Nevada
$211K +$198K +6,647 New
FCA
64
Fortis Capital Advisors
Kansas
$211K +$198K +6,647 New
AWM
65
AE Wealth Management
Kansas
$206K -$25.4K -852 -11%
TRCT
66
Tower Research Capital (TRC)
New York
$175K -$428K -14,374 -72%
CAS
67
Coppell Advisory Solutions
Texas
$163K +$140K +4,693 +1,020%
Northwestern Mutual Wealth Management
68
Northwestern Mutual Wealth Management
Wisconsin
$153K -$18.6K -625 -11%
EWM
69
EPG Wealth Management
Georgia
$149K -$62.8K -2,107 -30%
ASN
70
Advisory Services Network
Georgia
$136K +$128K +4,305 New
DWMG
71
DB Wealth Management Group
California
$131K -$130K -4,354 -51%
MCM
72
Manchester Capital Management
Vermont
$126K
Qube Research & Technologies (QRT)
73
Qube Research & Technologies (QRT)
United Kingdom
$86.1K -$3.07K -103 -4%
IGWM
74
ICA Group Wealth Management
Colorado
$82.9K +$78K +2,616 New
GWSG
75
GPS Wealth Strategies Group
Colorado
$64.2K

FXU Hedge Fund Activity: Q4 2023 in Review

99 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q4 2023, worth a combined $195M — up 44% from $136M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new FXU positions and 14 closed out — a net gain of 2 holders — while 30 added to existing stakes and 38 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $43M. The largest seller was Concorde Asset Management, exiting entirely with an estimated $2.51M sold.

  • 99 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q4 2023, up from 98 in Q3 2023.
  • Funds reported $195M of First Trust Utilities AlphaDEX Fund stock for Q4 2023, up 44% quarter-over-quarter.
  • 16 funds opened new First Trust Utilities AlphaDEX Fund positions in Q4 2023 and 14 closed out, a net change of +2 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q4 2023 was Morgan Stanley, an estimated $43M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q4 2023 was Concorde Asset Management, an estimated $2.51M sold.

Based on aggregated 13F filings for Q4 2023.