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First Trust Utilities AlphaDEX Fund

98 hedge funds and large institutions have $136M invested in First Trust Utilities AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 19 increasing their positions, 42 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

1% more funds holding

Funds holding: 9798 (+1)

7% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 15

7.05% less ownership

Funds ownership: 66.71%59.66% (-7.1%)

39% less capital invested

Capital invested by funds: $222M → $136M (-$85.9M)

55% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 42

Holders
98
Holders Change
+1
Holders Change %
+1.03%
% of All Funds
1.56%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
16
Increased
19
Reduced
42
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AWS
51
Atria Wealth Solutions
New York
$321K +$8.7K +279 +3%
RIA
52
Regal Investment Advisors
Michigan
$319K
FTUS
53
Flow Traders U.S.
New York
$314K +$343K +11,005 New
CBFP
54
Cedar Brook Financial Partners
Ohio
$311K -$53.8K -1,726 -14%
BFEC
55
Benjamin F. Edwards & Company
Missouri
$289K -$58.3K -1,868 -16%
IA
56
IFP Advisors
Florida
$284K +$187 +6 +0.1%
WWM
57
Western Wealth Management
Colorado
$273K +$63.4K +2,033 +27%
WAP
58
Wealthcare Advisory Partners
Pennsylvania
$261K -$18.2K -585 -6%
PFS
59
Prospera Financial Services
Texas
$257K -$51K -1,634 -15%
SAM
60
SignalPoint Asset Management
Missouri
$252K -$3.09K -99 -1%
NS
61
NBC Securities
Alabama
$250K +$274K +8,778 New
DWMG
62
DB Wealth Management Group
California
$243K -$280K -8,989 -51%
SPWM
63
Schrum Private Wealth Management
Florida
$240K
SWM
64
Spire Wealth Management
Virginia
$231K
PNC Financial Services Group
65
PNC Financial Services Group
Pennsylvania
$230K +$19.9K +639 +9%
JWCA
66
J.W. Cole Advisors
Florida
$229K -$298K -9,552 -54%
AWM
67
AE Wealth Management
Kansas
$219K +$240K +7,681 New
MC
68
Moors & Cabot
Massachusetts
$216K +$31.2K +1,000 +15%
PA
69
PSI Advisors
Florida
$216K -$19.1K -613 -8%
WE
70
Wealth Effects
Massachusetts
$204K -$4.68K -150 -2%
EWM
71
EPG Wealth Management
Georgia
$204K +$1.31K +42 +0.6%
Comerica Bank
72
Comerica Bank
Texas
$172K +$188K +6,036 New
GWM
73
Geneos Wealth Management
Colorado
$170K +$150K +4,798 +412%
Northwestern Mutual Wealth Management
74
Northwestern Mutual Wealth Management
Wisconsin
$155K
MCM
75
Manchester Capital Management
Vermont
$114K

FXU Hedge Fund Activity: Q3 2023 in Review

98 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q3 2023, worth a combined $136M — down 39% from $222M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new FXU positions and 15 closed out — a net gain of 1 holder — while 19 added to existing stakes and 42 trimmed.

The largest buyer was One Plus One Wealth Management, opening a new position worth an estimated $5M. The largest seller was J. Arnold Wealth Management, cutting an estimated $24.4M.

  • 98 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q3 2023, up from 97 in Q2 2023.
  • Funds reported $136M of First Trust Utilities AlphaDEX Fund stock for Q3 2023, down 39% quarter-over-quarter.
  • 16 funds opened new First Trust Utilities AlphaDEX Fund positions in Q3 2023 and 15 closed out, a net change of +1 holder.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q3 2023 was One Plus One Wealth Management, an estimated $5M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q3 2023 was J. Arnold Wealth Management, an estimated $24.4M sold.

Based on aggregated 13F filings for Q3 2023.