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First Trust Utilities AlphaDEX Fund
FXU

Overview Fund Activity

83 hedge funds and large institutions have $95.5M invested in First Trust Utilities AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 25 increasing their positions, 24 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
83
Holders Change
+7
Holders Change %
+9.21%
% of All Funds
1.28%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
15
Increased
25
Reduced
24
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$7.75M
2
SMF
2
Sterling Manor Financial
New York
$5.07M
3
Wells Fargo
3
Wells Fargo
California
$7.81M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$1.41M
5
FTUS
5
Flow Traders U.S.
New York
$1.13M

Top Sellers

1
HighTower Advisors
1
HighTower Advisors
Illinois
$0
2
IAIM
2
International Assets Investment Management
Florida
$292K
3
VCM
3
Virtue Capital Management
Tennessee
$0
4
Bank of America
4
Bank of America
North Carolina
$4.62M
5
Osaic Holdings
5
Osaic Holdings
Arizona
$3.51M
Name Holding Trade Value Shares
Change 		Shares
Change %
AWA
51
Arkadios Wealth Advisors
Georgia
$215K -$73.9K -2,263 -26%
CA
52
Cetera Advisors
Colorado
$212K +$212K +6,471 New
APA
53
American Portfolios Advisors
New York
$208K +$360 +11 +0.2%
Qube Research & Technologies (QRT)
54
Qube Research & Technologies (QRT)
United Kingdom
$192K +$157K +4,800 +445%
MIM
55
MTM Investment Management
South Carolina
$185K -$14.3K -436 -7%
EWM
56
EPG Wealth Management
Georgia
$150K -$4.84K -148 -3%
TRCT
57
Tower Research Capital (TRC)
New York
$128K -$93.8K -2,872 -42%
Rockefeller Capital Management
58
Rockefeller Capital Management
New York
$121K +$8.87K +272 +8%
CFGS
59
Concourse Financial Group Securities
Alabama
$117K -$5.26K -161 -4%
CA
60
CoreCap Advisors
Michigan
$101K +$101K +3,101 New
Koshinski Asset Management
61
Koshinski Asset Management
Illinois
$96.1K +$196 +6 +0.2%
SFPG
62
Stonebridge Financial Planning Group
Florida
$60K -$31.6K -1,000 -34%
PFBT
63
Parkside Financial Bank & Trust
Missouri
$56K – – –
GWM
64
Geneos Wealth Management
Colorado
$45K – – –
AIM
65
Anchor Investment Management
South Carolina
$40.4K +$40.4K +1,236 New
NFSG
66
Newbridge Financial Services Group
Florida
$35K – – –
SPIA
67
Steward Partners Investment Advisory
New York
$34K +$4.38K +133 +15%
CFB
68
Cullen/Frost Bankers
Texas
$32K – – –
BFEC
69
Benjamin F. Edwards & Company
Missouri
$27K – – –
MCC
70
Money Concepts Capital
Florida
$27K +$27K +827 New
AAP
71
Arax Advisory Partners
Colorado
$26K – – –
Carson Wealth (CWM LLC)
72
Carson Wealth (CWM LLC)
Nebraska
$26K +$26K +783 New
NFG
73
Next Financial Group
Texas
$11K +$805 +24 +8%
William Blair & Company
74
William Blair & Company
Illinois
$9K – – –
NC
75
NewSquare Capital
Pennsylvania
$5K +$5K +140 New
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