We are live on ! Find out more
FXU icon

First Trust Utilities AlphaDEX Fund

83 hedge funds and large institutions have $95.5M invested in First Trust Utilities AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 25 increasing their positions, 24 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 8

13% more capital invested

Capital invested by funds: $84.8M → $95.5M (+$10.7M)

9% more funds holding

Funds holding: 7683 (+7)

4.64% more ownership

Funds ownership: 46.6%51.24% (+4.6%)

4% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 24

Holders
83
Holders Change
+7
Holders Change %
+9.21%
% of All Funds
1.28%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
15
Increased
25
Reduced
24
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AWA
51
Arkadios Wealth Advisors
Georgia
$215K -$70.3K -2,263 -26%
CA
52
Cetera Advisors
Colorado
$212K +$201K +6,471 New
APA
53
American Portfolios Advisors
New York
$208K +$342 +11 +0.2%
Qube Research & Technologies (QRT)
54
Qube Research & Technologies (QRT)
United Kingdom
$192K +$149K +4,800 +445%
MIM
55
MTM Investment Management
South Carolina
$185K -$13.5K -436 -7%
EWM
56
EPG Wealth Management
Georgia
$150K -$4.6K -148 -3%
TRCT
57
Tower Research Capital (TRC)
New York
$128K -$89.2K -2,872 -42%
Rockefeller Capital Management
58
Rockefeller Capital Management
New York
$121K +$8.45K +272 +8%
CFGS
59
Concourse Financial Group Securities
Alabama
$117K -$5K -161 -4%
CA
60
CoreCap Advisors
Michigan
$101K +$96.3K +3,101 New
Koshinski Asset Management
61
Koshinski Asset Management
Illinois
$96.1K +$186 +6 +0.2%
SFPG
62
Stonebridge Financial Planning Group
Florida
$60K -$31.1K -1,000 -34%
PFBT
63
Parkside Financial Bank & Trust
Missouri
$56K
GWM
64
Geneos Wealth Management
Colorado
$45K
AIM
65
Anchor Investment Management
South Carolina
$40.4K +$38.4K +1,236 New
NFSG
66
Newbridge Financial Services Group
Florida
$35K
SPIA
67
Steward Partners Investment Advisory
New York
$34K +$4.13K +133 +15%
CFB
68
Cullen/Frost Bankers
Texas
$32K
BFEC
69
Benjamin F. Edwards & Company
Missouri
$27K
MCC
70
Money Concepts Capital
Florida
$27K +$25.7K +827 New
AAP
71
Arax Advisory Partners
Colorado
$26K
Carson Wealth (CWM LLC)
72
Carson Wealth (CWM LLC)
Nebraska
$26K +$24.3K +783 New
NFG
73
Next Financial Group
Texas
$11K +$746 +24 +8%
William Blair & Company
74
William Blair & Company
Illinois
$9K
NC
75
NewSquare Capital
Pennsylvania
$5K +$4.35K +140 New

FXU Hedge Fund Activity: Q4 2021 in Review

83 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q4 2021, worth a combined $95.5M — up 13% from $84.8M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new FXU positions and 8 closed out — a net gain of 7 holders — while 25 added to existing stakes and 24 trimmed.

The largest buyer was UBS Group, adding an estimated $6.04M. The largest seller was HighTower Advisors, exiting entirely with an estimated $4.45M sold.

  • 83 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q4 2021, up from 76 in Q3 2021.
  • Funds reported $95.5M of First Trust Utilities AlphaDEX Fund stock for Q4 2021, up 13% quarter-over-quarter.
  • 15 funds opened new First Trust Utilities AlphaDEX Fund positions in Q4 2021 and 8 closed out, a net change of +7 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q4 2021 was UBS Group, an estimated $6.04M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q4 2021 was HighTower Advisors, an estimated $4.45M sold.

Based on aggregated 13F filings for Q4 2021.