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First Trust Utilities AlphaDEX Fund
FXU

Overview Fund Activity

77 hedge funds and large institutions have $172M invested in First Trust Utilities AlphaDEX Fund in 2017 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 9 increasing their positions, 38 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
77
Holders Change
-23
Holders Change %
-23%
% of All Funds
1.75%
Holding in Top 10
–
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-100%
% of All Funds
–
New
17
Increased
9
Reduced
38
Closed
40
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BFEC
1
Benjamin F. Edwards & Company
Missouri
$4.03M
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$2.81M
3
AA
3
Advisory Alpha
Michigan
$1.08M
4
CAN
4
Cetera Advisor Networks
California
$846K
5
Millennium Management
5
Millennium Management
New York
$494K

Top Sellers

1
First Trust Advisors
1
First Trust Advisors
Illinois
$0
2
Morgan Stanley
2
Morgan Stanley
New York
$38.4M
3
Wells Fargo
3
Wells Fargo
California
$17.9M
4
UBS Group
4
UBS Group
Switzerland
$4.26M
5
Bank of America
5
Bank of America
North Carolina
$12.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
Carson Wealth (CWM LLC)
51
Carson Wealth (CWM LLC)
Nebraska
$64K -$4.89M -189,155 -99%
PFBT
52
Parkside Financial Bank & Trust
Missouri
$45K – – –
AF
53
Advisornet Financial
Minnesota
$37K +$37K +1,422 New
GWM
54
Geneos Wealth Management
Colorado
$31K – – –
TFA
55
Transamerica Financial Advisors
Florida
$26K -$3.88M -144,786 -99%
WEC
56
Winslow Evans & Crocker
Massachusetts
$24.7K – – –
SEI Investments
57
SEI Investments
Pennsylvania
$24K +$24K +921 New
NC
58
NewSquare Capital
Pennsylvania
$21K -$13.6M -511,043 -100%
BWA
59
Burt Wealth Advisors
Maryland
$19K – – –
RPG
60
Risk Paradigm Group
Texas
$16.8K – – –
WP
61
WealthShield Partners
North Carolina
$14K +$14K +525 New
W
62
WealthShield
North Carolina
$14K +$14K +525 New
LA
63
Legacy Advisors
Pennsylvania
$13K +$13K +520 New
AWA
64
Acorn Wealth Advisors
Michigan
$11K +$11K +421 New
APA
65
American Portfolios Advisors
New York
$9.55K +$9.55K +367 New
MWM
66
MinichMacGregor Wealth Management
New York
$9K -$1.11M -44,810 -99%
AWMS
67
Advocacy Wealth Management Services
Georgia
$9K – – –
FCMT
68
Founders Capital Management (Texas)
Texas
$8K – – –
BRC
69
Bell Rock Capital
Delaware
$7K +$56 +2 +0.8%
RFC
70
Regions Financial Corp
Alabama
$7K +$7K +256 New
KJWM
71
Kiley Juergens Wealth Management
Washington
$7K +$7K +299 New
HI
72
Hudock Inc
Pennsylvania
$6K – – –
TIM
73
Tortoise Investment Management
New York
$6K – – –
MA
74
MCF Advisors
Kentucky
$5K – – –
Manulife (Manufacturers Life Insurance)
75
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$2K -$26.5K -1,032 -93%
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3
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