First Trust Utilities AlphaDEX Fund
FXU
52 hedge funds and large institutions have $82M invested in First Trust Utilities AlphaDEX Fund in 2015 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 14 increasing their positions, 18 reducing their positions, and 7 closing their positions.
114% more first-time investments, than exits
New positions opened: 15 | Existing positions closed: 7
18% more funds holding
Funds holding: 44 → 52 (+8)
1.16% more ownership
Funds ownership: 60.88% → 62.04% (+1.2%)
14% less capital invested
Capital invested by funds: $95.1M → $82M (-$13.1M)
22% less repeat investments, than reductions
Existing positions increased: 14 | Existing positions reduced: 18
100% less funds holding in top 10
Funds holding in top 10: 4 → 0 (-4)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of America
Charlotte,
North Carolina
|
+$7.28M |
| 2 |
LPL Financial
San Diego,
California
|
+$2.24M |
| 3 |
Jane Street
New York
|
+$2.21M |
| 4 |
Citadel Advisors
Miami,
Florida
|
+$1.22M |
| 5 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$835K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BCM
Brookstone Capital Management
Wheaton,
Illinois
|
-$16.1M |
| 2 |
FEG
Financial Enhancement Group
Anderson,
Indiana
|
-$5.6M |
| 3 |
Morgan Stanley
New York
|
-$2.68M |
| 4 |
VF
Virtu Financial
New York
|
-$1.42M |
| 5 |
SAM
SignalPoint Asset Management
Springfield,
Missouri
|
-$1.34M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
51
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| $5 | +$45 | +2 | +0.9% |
|
|
BCM
52
Brookstone Capital Management
Wheaton,
Illinois
| – | -$16.1M | -711,681 | Closed |
|
|
FEG
53
Financial Enhancement Group
Anderson,
Indiana
| – | -$5.6M | -247,279 | Closed |
|
|
VF
54
Virtu Financial
New York
| – | -$1.42M | -62,536 | Closed |
|
|
HF
55
HRT Financial
New York
| – | -$468K | -20,689 | Closed |
|
|
CA
56
Cetera Advisors
Denver,
Colorado
| – | -$226K | -9,931 | Closed |
|
|
MAS
57
Madden Advisory Services
Jacksonville,
Florida
| – | -$59K | -2,635 | Closed |
|
|
AP
58
Advisors Preferred
Rockville,
Maryland
| – | -$33K | -1,455 | Closed |
|
FXU Hedge Fund Activity: Q4 2015 in Review
52 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q4 2015, worth a combined $82M — down 14% from $95.1M a quarter earlier.
Buyers outnumbered sellers: 15 funds opened new FXU positions and 7 closed out — a net gain of 8 holders — while 14 added to existing stakes and 18 trimmed.
The largest buyer was Bank of America, adding an estimated $7.28M. The largest seller was Brookstone Capital Management, exiting entirely with an estimated $16.1M sold.
- 52 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q4 2015, up from 44 in Q3 2015.
- Funds reported $82M of First Trust Utilities AlphaDEX Fund stock for Q4 2015, down 14% quarter-over-quarter.
- 15 funds opened new First Trust Utilities AlphaDEX Fund positions in Q4 2015 and 7 closed out, a net change of +8 holders.
- The largest First Trust Utilities AlphaDEX Fund buyer in Q4 2015 was Bank of America, an estimated $7.28M added.
- The largest First Trust Utilities AlphaDEX Fund seller in Q4 2015 was Brookstone Capital Management, an estimated $16.1M sold.
Based on aggregated 13F filings for Q4 2015.