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First Trust Utilities AlphaDEX Fund

108 hedge funds and large institutions have $293M invested in First Trust Utilities AlphaDEX Fund in 2022 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 43 increasing their positions, 21 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

156% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 9

105% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 21

22% more capital invested

Capital invested by funds: $241M → $293M (+$52.6M)

15% more funds holding

Funds holding: 94108 (+14)

3.09% more ownership

Funds ownership: 66.22%69.31% (+3.1%)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
108
Holders Change
+14
Holders Change %
+14.89%
% of All Funds
1.86%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
23
Increased
43
Reduced
21
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Stifel Financial
26
Stifel Financial
Missouri
$1.7M -$1.02M -30,121 -35%
Susquehanna International Group
27
Susquehanna International Group
Pennsylvania
$1.67M +$325K +9,593 +21%
OC
28
Oppenheimer & Co
New York
$1.66M +$1.84M +54,229 New
PAG
29
Private Advisor Group
New Jersey
$1.63M +$220K +6,491 +14%
RJFSA
30
Raymond James Financial Services Advisors
Florida
$1.6M -$142K -4,198 -7%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$1.36M +$139K +4,100 +10%
SPC
32
Sigma Planning Corp
Michigan
$1.34M +$1.49M +43,834 New
FTUS
33
Flow Traders U.S.
New York
$1.26M +$1.4M +41,214 New
JAWM
34
J. Arnold Wealth Management
Ohio
$1.23M +$360K +10,614 +36%
TFA
35
Transamerica Financial Advisors
Florida
$1.23M -$60.8K -1,793 -4%
NA
36
NewEdge Advisors
Louisiana
$1.14M +$622K +18,338 +98%
WFA
37
WMG Financial Advisors
Tennessee
$1.13M +$231K +6,816 +23%
KA
38
Kovack Advisors
Florida
$1.03M -$2.4M -70,651 -68%
JWCA
39
J.W. Cole Advisors
Florida
$1.02M +$893K +26,326 +381%
DWMG
40
DB Wealth Management Group
California
$894K +$164K +4,835 +20%
TRCT
41
Tower Research Capital (TRC)
New York
$865K +$435K +12,817 +83%
Jane Street
42
Jane Street
New York
$836K +$928K +27,369 New
VAS
43
Vestmark Advisory Solutions
Massachusetts
$827K +$530K +15,618 +136%
OBWG
44
Onyx Bridge Wealth Group
New York
$753K +$865K +25,511 New
BFA
45
Brendel Financial Advisors
New Hampshire
$665K +$47.4K +1,398 +7%
KNW
46
Kesler Norman & Wride
Utah
$655K +$727K +21,433 New
WWM
47
Western Wealth Management
Colorado
$618K +$577 +17 +0.1%
MML Investors Services
48
MML Investors Services
Massachusetts
$611K +$219K +6,459 +48%
AWM
49
Apollon Wealth Management
South Carolina
$600K +$666K +19,646 New
SFG
50
StrategIQ Financial Group
Indiana
$578K -$15.4K -455 -2%

FXU Hedge Fund Activity: Q3 2022 in Review

108 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q3 2022, worth a combined $293M — up 22% from $241M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new FXU positions and 9 closed out — a net gain of 14 holders — while 43 added to existing stakes and 21 trimmed.

The largest buyer was LPL Financial, adding an estimated $13.9M. The largest seller was Congress Wealth Management, cutting an estimated $10.5M.

  • 108 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q3 2022, up from 94 in Q2 2022.
  • Funds reported $293M of First Trust Utilities AlphaDEX Fund stock for Q3 2022, up 22% quarter-over-quarter.
  • 23 funds opened new First Trust Utilities AlphaDEX Fund positions in Q3 2022 and 9 closed out, a net change of +14 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q3 2022 was LPL Financial, an estimated $13.9M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q3 2022 was Congress Wealth Management, an estimated $10.5M sold.

Based on aggregated 13F filings for Q3 2022.