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First Trust Utilities AlphaDEX Fund

74 hedge funds and large institutions have $87.4M invested in First Trust Utilities AlphaDEX Fund in 2021 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 13 increasing their positions, 34 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% less funds holding

Funds holding: 7774 (-3)

7.12% less ownership

Funds ownership: 55.08%47.96% (-7.1%)

10% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 10

20% less capital invested

Capital invested by funds: $109M → $87.4M (-$21.5M)

62% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 34

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
74
Holders Change
-3
Holders Change %
-3.9%
% of All Funds
1.3%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
9
Increased
13
Reduced
34
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MAP
26
Milestone Advisory Partners
North Carolina
$456K
AWA
27
Arkadios Wealth Advisors
Georgia
$447K +$135K +4,755 +46%
Rockefeller Capital Management
28
Rockefeller Capital Management
New York
$440K -$102K -3,589 -20%
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$429K -$66.5K -2,346 -14%
JAWM
30
J. Arnold Wealth Management
Ohio
$377K -$9.17M -323,376 -96%
NA
31
NewEdge Advisors
Louisiana
$364K -$30.4K -1,070 -8%
P
32
&Partners
Tennessee
$364K -$17.6K -620 -5%
DWMG
33
DB Wealth Management Group
California
$358K -$221K -7,803 -39%
MWM
34
Meridian Wealth Management
Kentucky
$353K
Goldman Sachs
35
Goldman Sachs
New York
$337K -$666K -23,475 -68%
HI
36
Harbour Investments
Wisconsin
$333K +$317K +11,167 New
BFA
37
Beaumont Financial Advisors
Massachusetts
$296K -$18.9K -666 -6%
Commonwealth Equity Services
38
Commonwealth Equity Services
Massachusetts
$289K -$176K -6,206 -39%
PAG
39
Private Advisor Group
New Jersey
$283K -$19.9K -700 -7%
SAM
40
SignalPoint Asset Management
Missouri
$269K +$256K +9,029 New
IA
41
IFP Advisors
Florida
$234K -$1.42K -50 -0.6%
CWA
42
Clarus Wealth Advisors
Arizona
$223K +$210K +7,418 New
MML Investors Services
43
MML Investors Services
Massachusetts
$210K -$123K -4,322 -38%
APA
44
American Portfolios Advisors
New York
$202K +$5.19K +183 +3%
PNC Financial Services Group
45
PNC Financial Services Group
Pennsylvania
$196K +$21.4K +755 +13%
MIM
46
MTM Investment Management
South Carolina
$181K
CFGS
47
Concourse Financial Group Securities
Alabama
$125K +$21.9K +772 +23%
Citigroup
48
Citigroup
New York
$97K -$17.8K -628 -16%
SFPG
49
Stonebridge Financial Planning Group
Florida
$87K -$28.4K -1,000 -26%
WTC
50
WhitTier Trust Company
Nevada
$75K

FXU Hedge Fund Activity: Q1 2021 in Review

74 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q1 2021, worth a combined $87.4M — down 20% from $109M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of FXU and 9 opened new positions — a net loss of 1 holder — while 34 trimmed existing stakes and 13 added.

The largest buyer was International Assets Investment Management, adding an estimated $2.36M. The largest seller was J. Arnold Wealth Management, cutting an estimated $9.17M.

  • 74 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q1 2021, down from 77 in Q4 2020.
  • Funds reported $87.4M of First Trust Utilities AlphaDEX Fund stock for Q1 2021, down 20% quarter-over-quarter.
  • 9 funds opened new First Trust Utilities AlphaDEX Fund positions in Q1 2021 and 10 closed out, a net change of -1 holder.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q1 2021 was International Assets Investment Management, an estimated $2.36M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q1 2021 was J. Arnold Wealth Management, an estimated $9.17M sold.

Based on aggregated 13F filings for Q1 2021.