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First Trust Utilities AlphaDEX Fund
FXU

Overview Fund Activity

77 hedge funds and large institutions have $172M invested in First Trust Utilities AlphaDEX Fund in 2017 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 9 increasing their positions, 38 reducing their positions, and 40 closing their positions.

Holders
77
Holders Change
-23
Holders Change %
-23%
% of All Funds
1.75%
Holding in Top 10
–
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-100%
% of All Funds
–
New
17
Increased
9
Reduced
38
Closed
40
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BFEC
1
Benjamin F. Edwards & Company
Missouri
$4.03M
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$2.81M
3
AA
3
Advisory Alpha
Michigan
$1.08M
4
CAN
4
Cetera Advisor Networks
California
$846K
5
Millennium Management
5
Millennium Management
New York
$494K

Top Sellers

1
First Trust Advisors
1
First Trust Advisors
Illinois
$0
2
Morgan Stanley
2
Morgan Stanley
New York
$38.4M
3
Wells Fargo
3
Wells Fargo
California
$17.9M
4
UBS Group
4
UBS Group
Switzerland
$4.26M
5
Bank of America
5
Bank of America
North Carolina
$12.1M
Name Market Value Shares Shares
Change 		Shares
Change %
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$635K 24,388 -18,793 -44%
Stifel Financial
27
Stifel Financial
Missouri
$629K 24,370 -440,551 -95%
HFS
28
HL Financial Services
Kentucky
$620K 23,839 -148,798 -86%
TRCT
29
Tower Research Capital (TRC)
New York
$598K 22,976 -15,954 -41%
MML Investors Services
30
MML Investors Services
Massachusetts
$541K 20,797 -826,745 -98%
Millennium Management
31
Millennium Management
New York
$494K 18,999 +18,999 New
RIA
32
Regal Investment Advisors
Michigan
$469K 18,015 -8,533 -32%
IA
33
IFP Advisors
Florida
$453K 17,407 -5,642 -24%
LFG
34
LifePlan Financial Group
Ohio
$437K 16,161 – –
BA
35
Ballew Advisors
Mississippi
$387K 14,877 +14,877 New
Cambridge Investment Research Advisors
36
Cambridge Investment Research Advisors
Iowa
$383K 14,730 -6,689 -31%
FAIM
37
Financial Advocates Investment Management
Washington
$383K 14,732 +14,732 New
CIAS
38
Capital Investment Advisory Services
North Carolina
$352K 13,515 -139 -1%
SWP
39
Stratos Wealth Partners
Ohio
$329K 12,650 -1,192 -9%
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$321K 12,350 -1,384 -10%
LFAS
41
Level Four Advisory Services
Texas
$264K 10,161 -354 -3%
SPIA
42
Steward Partners Investment Advisory
New York
$196K 7,553 +4,227 +127%
FAAS
43
First Allied Advisory Services
California
$166K 6,374 -1,758 -22%
SG Americas Securities
44
SG Americas Securities
New York
$126K 4,841 -966 -17%
Citigroup
45
Citigroup
New York
$115K 4,438 -6,536 -60%
RFM
46
Royal Fund Management
Florida
$110K 4,243 – –
SWM
47
SeaCrest Wealth Management
New York
$106K 4,079 +4,079 New
ASN
48
Advisory Services Network
Georgia
$104K 4,012 -542 -12%
BTIS
49
BB&T Investment Services
North Carolina
$84K 3,200 +670 +26%
MOS
50
MGO One Seven
Ohio
$83K 3,209 +3,209 New
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