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First Trust Utilities AlphaDEX Fund

100 hedge funds and large institutions have $1.09B invested in First Trust Utilities AlphaDEX Fund in 2017 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 35 increasing their positions, 38 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

8% less repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 38

2.44% less ownership

Funds ownership: 86.04%83.6% (-2.4%)

4% less funds holding

Funds holding: 104100 (-4)

7% less capital invested

Capital invested by funds: $1.17B → $1.09B (-$82.2M)

14% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 14

Holders
100
Holders Change
-4
Holders Change %
-3.85%
% of All Funds
2.49%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
12
Increased
35
Reduced
38
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BFEC
26
Benjamin F. Edwards & Company
Missouri
$2.76M +$899K +32,636 +47%
GA
27
Gateway Advisory
New Jersey
$2.74M +$279K +10,120 +11%
BFA
28
Beaumont Financial Advisors
Massachusetts
$2.27M -$167K -6,063 -7%
Ameriprise
29
Ameriprise
Minnesota
$2.21M -$5.37M -194,832 -71%
EWA
30
EP Wealth Advisors
California
$2.09M -$864K -31,361 -29%
AP
31
Atwood & Palmer
Missouri
$1.89M +$118K +4,285 +7%
Susquehanna International Group
32
Susquehanna International Group
Pennsylvania
$1.7M -$1.78M -64,655 -51%
DWA
33
Dorsey Wright & Associates
California
$1.55M -$97.2K -3,529 -6%
Envestnet Asset Management
34
Envestnet Asset Management
Illinois
$1.48M -$3.4M -123,228 -69%
Goldman Sachs
35
Goldman Sachs
New York
$1.41M -$23.4M -848,838 -94%
AG
36
Advisor Group
Arizona
$1.28M +$34.3K +1,243 +3%
SFI
37
SPC Financial Inc
Maryland
$1.23M -$1.19K -43 -0.1%
MWM
38
MinichMacGregor Wealth Management
New York
$1.22M +$107K +3,883 +9%
CS
39
Credit Suisse
Switzerland
$1.22M
Commonwealth Equity Services
40
Commonwealth Equity Services
Massachusetts
$1.17M +$38.8K +1,409 +3%
JP Morgan Chase
41
JP Morgan Chase
New York
$1.11M +$106K +3,847 +10%
TRCT
42
Tower Research Capital (TRC)
New York
$1.05M +$107K +3,869 +11%
OC
43
Oppenheimer & Co
New York
$908K +$65.3K +2,370 +8%
GS
44
Girard Securities
California
$900K -$21K -763 -2%
PFS
45
Prospera Financial Services
Texas
$843K -$23.2K -841 -3%
RIA
46
Regal Investment Advisors
Michigan
$717K +$48.4K +1,755 +7%
Koshinski Asset Management
47
Koshinski Asset Management
Illinois
$713K +$7.44K +270 +1%
IH
48
IFC Holdings
Florida
$693K +$35.9K +1,302 +5%
IA
49
IFP Advisors
Florida
$623K -$8.16K -296 -1%
PAG
50
Private Advisor Group
New Jersey
$621K -$248K -9,015 -28%

FXU Hedge Fund Activity: Q3 2017 in Review

100 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Utilities AlphaDEX Fund (FXU) for Q3 2017, worth a combined $1.09B — down 7% from $1.17B a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of FXU and 12 opened new positions — a net loss of 2 holders — while 38 trimmed existing stakes and 35 added.

The largest buyer was BB&T Securities, adding an estimated $9.08M. The largest seller was First Trust Advisors, cutting an estimated $27.4M.

  • 100 institutional investors held First Trust Utilities AlphaDEX Fund (FXU) as of Q3 2017, down from 104 in Q2 2017.
  • Funds reported $1.09B of First Trust Utilities AlphaDEX Fund stock for Q3 2017, down 7% quarter-over-quarter.
  • 12 funds opened new First Trust Utilities AlphaDEX Fund positions in Q3 2017 and 14 closed out, a net change of -2 holders.
  • The largest First Trust Utilities AlphaDEX Fund buyer in Q3 2017 was BB&T Securities, an estimated $9.08M added.
  • The largest First Trust Utilities AlphaDEX Fund seller in Q3 2017 was First Trust Advisors, an estimated $27.4M sold.

Based on aggregated 13F filings for Q3 2017.