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First Trust Utilities AlphaDEX Fund
FXU

Overview Fund Activity

30 hedge funds and large institutions have $94.7M invested in First Trust Utilities AlphaDEX Fund in 2014 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 13 increasing their positions, 4 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
30
Holders Change
+7
Holders Change %
+30.43%
% of All Funds
0.87%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
13
Reduced
4
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$61.6M
2
Morgan Stanley
2
Morgan Stanley
New York
$7.12M
3
Wells Fargo
3
Wells Fargo
California
$5.3M
4
PAG
4
Private Advisor Group
New Jersey
$934K
5
VFS
5
VSR Financial Services
Kansas
$786K

Top Sellers

1
CS
1
Credit Suisse
Switzerland
$943K
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$0
3
Cambridge Investment Research Advisors
3
Cambridge Investment Research Advisors
Iowa
$297K
4
LPL Financial
4
LPL Financial
California
$1.13M
5
Goldman Sachs
5
Goldman Sachs
New York
$2.22M
Name Holding Trade Value Shares
Change 		Shares
Change %
WA
26
WFG Advisors
Texas
$17K – – –
WEC
27
Winslow Evans & Crocker
Massachusetts
$10K – – –
TIM
28
Tortoise Investment Management
New York
$6K – – –
AC
29
Alexandria Capital
Virginia
$4K – – –
Northwestern Mutual Wealth Management
30
Northwestern Mutual Wealth Management
Wisconsin
$3K +$3K +155 New
Susquehanna International Group
31
Susquehanna International Group
Pennsylvania
– -$406K -20,010 Closed
1
2