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First Trust Energy AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RFWA
51
RPg Family Wealth Advisory
Massachusetts
$66.1K +$11.2K +841 +22%
NFG
52
Next Financial Group
Texas
$32K
FHA
53
First Horizon Advisors
Tennessee
$26K
SPIA
54
Steward Partners Investment Advisory
New York
$17K +$9.59K +722 +149%
GWM
55
Geneos Wealth Management
Colorado
$16K +$1.41K +106 +10%
RFM
56
Royal Fund Management
Florida
$10K
TFA
57
Transamerica Financial Advisors
Florida
$10K
Fifth Third Bancorp
58
Fifth Third Bancorp
Ohio
$9K
FCMT
59
Founders Capital Management (Texas)
Texas
$9K
PMFA
60
Plante Moran Financial Advisors
Michigan
$6K +$5.98K +450 New
JP Morgan Chase
61
JP Morgan Chase
New York
$5K -$317K -23,838 -99%
Carson Wealth (CWM LLC)
62
Carson Wealth (CWM LLC)
Nebraska
$5K -$11.3K -852 -72%
MWM
63
MinichMacGregor Wealth Management
New York
$4K +$850 +64 +23%
NC
64
NewSquare Capital
Pennsylvania
$3K +$3.07K +231 New
ACM
65
Aviance Capital Management
Florida
$2K -$2.5K -188 -62%
Manulife (Manufacturers Life Insurance)
66
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$2K -$890 -67 -29%
ASN
67
Advisory Services Network
Georgia
$1K -$3.65K -275 -73%
BRWA
68
B. Riley Wealth Advisors
Florida
-$391K -29,331 Closed
FAAS
69
First Allied Advisory Services
California
-$269K -20,111 Closed
HighTower Advisors
70
HighTower Advisors
Illinois
-$264K -19,595 Closed
UCFA
71
United Capital Financial Advisors
Texas
-$239K -17,952 Closed
CC
72
Cedar Capital
Illinois
-$223K -16,746 Closed
FAM
73
Formidable Asset Management
Ohio
-$138K -10,380 Closed
SEI Investments
74
SEI Investments
Pennsylvania
-$27K -2,000 Closed
DADC
75
D.A. Davidson & Co
Montana
-$25K -1,945 Closed