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First Trust Energy AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
VKH
26
Virtu KCG Holdings
New York
$576K +$546K +21,979 New
PFS
27
Prospera Financial Services
Texas
$549K +$179K +7,214 +53%
SAM
28
Shamrock Asset Management
Texas
$463K +$141K +5,697 +48%
NA
29
Navellier & Associates
Nevada
$323K +$67.1K +2,704 +28%
TH
30
Timber Hill
Connecticut
$259K -$167K -6,723 -40%
RIA
31
Regal Investment Advisors
Michigan
$249K +$236K +9,500 New
First Trust Advisors
32
First Trust Advisors
Illinois
$248K -$64.8K -2,608 -22%
WEC
33
Winslow Evans & Crocker
Massachusetts
$217K +$80.6K +3,244 +65%
AIG
34
American International Group
New York
$213K +$18.3K +735 +10%
AI
35
Atria Investments
North Carolina
$211K +$200K +8,037 New
DADC
36
D.A. Davidson & Co
Montana
$65K +$50.5K +2,035 +452%
US Bancorp
37
US Bancorp
Minnesota
$49K +$36.5K +1,471 +353%
NES
38
New England Securities
New York
$38K -$2.56K -103 -7%
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$25K
MFS
40
MSI Financial Services
Massachusetts
$10K
FAM
41
Formidable Asset Management
Ohio
$5K
WA
42
WFG Advisors
Texas
$3K
MAS
43
Madden Advisory Services
Florida
$3K +$2.98K +120 New
Northwestern Mutual Wealth Management
44
Northwestern Mutual Wealth Management
Wisconsin
$3K +$3.03K +122 New
HR
45
Howe & Rusling
New York
$2K +$2.11K +85 New
Citigroup
46
Citigroup
New York
$1K
ASN
47
Advisory Services Network
Georgia
-$27K -1,060 Closed
KIG
48
Kessler Investment Group
Indiana
-$2K -94 Closed