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First Trust Technology AlphaDEX Fund
FXL

207 hedge funds and large institutions have $651M invested in First Trust Technology AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 49 increasing their positions, 67 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 14

2% more funds holding

Funds holding: 203 → 207 (+4)

0.19% more ownership

Funds ownership: 56.29% → 56.48% (+0.19%)

0% more funds holding in top 10

Funds holding in top 10: 7 → 7 (0)

2% less capital invested

Capital invested by funds: $661M → $651M (-$10.4M)

27% less repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 67

Holders
207
Holders Change
+4
Holders Change %
+1.97%
% of All Funds
3.29%
Holding in Top 10
7
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.11%
New
21
Increased
49
Reduced
67
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
JAWM
J. Arnold Wealth Management
Ohio
+$12.3M
2
VWM
Valley Wealth Managers
New Jersey
+$7.98M
3
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$5.29M
4
Citadel Advisors
Citadel Advisors
Florida
+$4.91M
5
NA
NewEdge Advisors
Louisiana
+$3.2M

Top Sellers

1
CAS
Coppell Advisory Solutions
Texas
-$6.04M
2
Morgan Stanley
Morgan Stanley
New York
-$5.25M
3
FEG
Financial Enhancement Group
Indiana
-$4.77M
4
Truist Financial
Truist Financial
North Carolina
-$4.61M
5
Wells Fargo
Wells Fargo
California
-$2.79M
Name Holding Trade Value Shares
Change 		Change in
Stake
CT
201
Caldwell Trust
Florida
$5.56K – – –
LFG
202
Larson Financial Group
Missouri
$5.15K – – –
BSB
203
Bangor Savings Bank
Maine
$2.67K +$2.74K +24 New
EAM
204
Eukles Asset Management
Ohio
$2.56K – – –
ACA
205
Aptus Capital Advisors
Alabama
$2.56K – – –
GWANC
206
Guardian Wealth Advisors (North Carolina)
North Carolina
$2.56K – – –
CAL
207
Capital Analysts LLC
Pennsylvania
$1K -$42.1K -368 -99%
DFA
208
DHJJ Financial Advisors
Illinois
$779 +$800 +7 New
WA
209
Win Advisors
Florida
– -$344K -3,760 Closed
QPWM
210
Quadrant Private Wealth Management
Pennsylvania
– -$321K -2,787 Closed
IGWM
211
ICA Group Wealth Management
Colorado
– -$236K -2,051 Closed
SF
212
Summit Financial
New Jersey
– -$235K -2,046 Closed
ZIM
213
Zacks Investment Management
Illinois
– -$213K -1,852 Closed
GS
214
GTS Securities
New York
– -$213K -1,848 Closed
MOS
215
MGO One Seven
Ohio
– -$209K -1,816 Closed
FWP
216
Firethorn Wealth Partners
Georgia
– -$208K -1,804 Closed
FHC
217
First Heartland Consultants
Missouri
– -$205K -1,778 Closed
ODG
218
O'Dell Group
Ohio
– -$91.5K -796 Closed
TAM
219
Tucker Asset Management
Colorado
– -$6.9K -60 Closed
RWPA
220
Richard W. Paul & Associates
Michigan
– -$6.21K -54 Closed
WP
221
WealthPLAN Partners
Nebraska
– -$5.29K -46 Closed
TWC
222
TD Waterhouse Canada
Ontario, Canada
– -$3.46K -30 Closed
5 6 7 8
9

FXL Hedge Fund Activity: Q3 2023 in Review

207 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Technology AlphaDEX Fund (FXL) for Q3 2023, worth a combined $651M — down 1.6% from $661M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new FXL positions and 14 closed out — a net gain of 7 holders — while 49 added to existing stakes and 67 trimmed.

The largest buyer was J. Arnold Wealth Management, adding an estimated $12.3M. The largest seller was Coppell Advisory Solutions, cutting an estimated $6.04M.

  • 207 institutional investors held First Trust Technology AlphaDEX Fund (FXL) as of Q3 2023, up from 203 in Q2 2023.
  • Funds reported $651M of First Trust Technology AlphaDEX Fund stock for Q3 2023, down 1.6% quarter-over-quarter.
  • 21 funds opened new First Trust Technology AlphaDEX Fund positions in Q3 2023 and 14 closed out, a net change of +7 holders.
  • The largest First Trust Technology AlphaDEX Fund buyer in Q3 2023 was J. Arnold Wealth Management, an estimated $12.3M added.
  • The largest First Trust Technology AlphaDEX Fund seller in Q3 2023 was Coppell Advisory Solutions, an estimated $6.04M sold.

Based on aggregated 13F filings for Q3 2023.