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First Trust Technology AlphaDEX Fund
FXL

207 hedge funds and large institutions have $651M invested in First Trust Technology AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 49 increasing their positions, 67 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 14

2% more funds holding

Funds holding: 203 → 207 (+4)

0.19% more ownership

Funds ownership: 56.29% → 56.48% (+0.19%)

0% more funds holding in top 10

Funds holding in top 10: 7 → 7 (0)

2% less capital invested

Capital invested by funds: $661M → $651M (-$10.4M)

27% less repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 67

Holders
207
Holders Change
+4
Holders Change %
+1.97%
% of All Funds
3.29%
Holding in Top 10
7
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.11%
New
21
Increased
49
Reduced
67
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
JAWM
J. Arnold Wealth Management
Ohio
+$12.3M
2
VWM
Valley Wealth Managers
New Jersey
+$7.98M
3
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$5.29M
4
Citadel Advisors
Citadel Advisors
Florida
+$4.91M
5
NA
NewEdge Advisors
Louisiana
+$3.2M

Top Sellers

1
CAS
Coppell Advisory Solutions
Texas
-$6.04M
2
Morgan Stanley
Morgan Stanley
New York
-$5.25M
3
FEG
Financial Enhancement Group
Indiana
-$4.77M
4
Truist Financial
Truist Financial
North Carolina
-$4.61M
5
Wells Fargo
Wells Fargo
California
-$2.79M
Name Holding Trade Value Shares
Change 		Change in
Stake
PTC
151
Private Trust Company
Ohio
$174K – – –
GRP
152
Global Retirement Partners
California
$174K -$23.2K -203 -11%
DWA
153
Delos Wealth Advisors
Texas
$146K – – –
IF
154
Integrity Financial
Wyoming
$128K – – –
AP
155
Atwood & Palmer
Missouri
$119K -$11.4K -100 -9%
SS
156
Sunbelt Securities
Texas
$111K – – –
BBHC
157
Brown Brothers Harriman & Co
New York
$111K – – –
FAM
158
Flaharty Asset Management
Florida
$94.5K +$97.2K +850 New
Fidelity Investments
159
Fidelity Investments
Massachusetts
$92K +$1.72K +15 +2%
BTI
160
Blue Trust Inc
Georgia
$90K – – –
GWM
161
Geneos Wealth Management
Colorado
$84.9K -$359K -3,142 -80%
CFD
162
Creative Financial Designs
Indiana
$70.8K -$343 -3 -0.5%
TRCT
163
Tower Research Capital (TRC)
New York
$69.7K +$64.7K +566 +928%
MA
164
MCF Advisors
Kentucky
$68.5K – – –
William Blair & Company
165
William Blair & Company
Illinois
$68.4K – – –
BEI
166
Benjamin Edwards Inc
Missouri
$67K -$21.6K -189 -24%
GFPC
167
Global Financial Private Client
Florida
$65.1K -$30.9K -270 -32%
WT
168
Washington Trust
Rhode Island
$64.9K – – –
LFASL
169
Lugano Financial Advisors SA (LFA)
Switzerland
$58.9K – – –
HNB
170
Huntington National Bank
Ohio
$56K – – –
HCP
171
Hexagon Capital Partners
Arkansas
$49.9K – – –
EWM
172
EPG Wealth Management
Georgia
$47.5K – – –
Fifth Third Bancorp
173
Fifth Third Bancorp
Ohio
$44.6K – – –
NS
174
NBC Securities
Alabama
$37K +$38.5K +337 New
SIC
175
Salem Investment Counselors
North Carolina
$33.3K – – –
5 6
7
8 9

FXL Hedge Fund Activity: Q3 2023 in Review

207 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Technology AlphaDEX Fund (FXL) for Q3 2023, worth a combined $651M — down 1.6% from $661M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new FXL positions and 14 closed out — a net gain of 7 holders — while 49 added to existing stakes and 67 trimmed.

The largest buyer was J. Arnold Wealth Management, adding an estimated $12.3M. The largest seller was Coppell Advisory Solutions, cutting an estimated $6.04M.

  • 207 institutional investors held First Trust Technology AlphaDEX Fund (FXL) as of Q3 2023, up from 203 in Q2 2023.
  • Funds reported $651M of First Trust Technology AlphaDEX Fund stock for Q3 2023, down 1.6% quarter-over-quarter.
  • 21 funds opened new First Trust Technology AlphaDEX Fund positions in Q3 2023 and 14 closed out, a net change of +7 holders.
  • The largest First Trust Technology AlphaDEX Fund buyer in Q3 2023 was J. Arnold Wealth Management, an estimated $12.3M added.
  • The largest First Trust Technology AlphaDEX Fund seller in Q3 2023 was Coppell Advisory Solutions, an estimated $6.04M sold.

Based on aggregated 13F filings for Q3 2023.