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First Trust Technology AlphaDEX Fund
FXL

207 hedge funds and large institutions have $651M invested in First Trust Technology AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 49 increasing their positions, 67 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 14

2% more funds holding

Funds holding: 203 → 207 (+4)

0.19% more ownership

Funds ownership: 56.29% → 56.48% (+0.19%)

0% more funds holding in top 10

Funds holding in top 10: 7 → 7 (0)

2% less capital invested

Capital invested by funds: $661M → $651M (-$10.4M)

27% less repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 67

Holders
207
Holders Change
+4
Holders Change %
+1.97%
% of All Funds
3.29%
Holding in Top 10
7
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.11%
New
21
Increased
49
Reduced
67
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
JAWM
J. Arnold Wealth Management
Ohio
+$12.3M
2
VWM
Valley Wealth Managers
New Jersey
+$7.98M
3
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$5.29M
4
Citadel Advisors
Citadel Advisors
Florida
+$4.91M
5
NA
NewEdge Advisors
Louisiana
+$3.2M

Top Sellers

1
CAS
Coppell Advisory Solutions
Texas
-$6.04M
2
Morgan Stanley
Morgan Stanley
New York
-$5.25M
3
FEG
Financial Enhancement Group
Indiana
-$4.77M
4
Truist Financial
Truist Financial
North Carolina
-$4.61M
5
Wells Fargo
Wells Fargo
California
-$2.79M
Name Holding Trade Value Shares
Change 		Change in
Stake
Mariner
101
Mariner
Kansas
$434K -$24.1K -211 -5%
RIA
102
Regal Investment Advisors
Michigan
$422K – – –
HA
103
HFG Advisors
Ohio
$414K – – –
RFWA
104
RPg Family Wealth Advisory
Massachusetts
$399K +$56.5K +494 +16%
AR
105
Apeiron RIA
Texas
$398K -$251K -2,200 -38%
UCFA
106
United Capital Financial Advisors
Texas
$396K – – –
9WM
107
9258 Wealth Management
Ohio
$392K – – –
RJT
108
Raymond James Trust
Florida
$364K -$37.4K -327 -9%
Envestnet Portfolio Solutions
109
Envestnet Portfolio Solutions
Illinois
$362K +$373K +3,259 New
Wealth Enhancement Advisory Services
110
Wealth Enhancement Advisory Services
Minnesota
$361K +$372K +3,252 New
SWM
111
SeaCrest Wealth Management
New York
$356K +$114 +1 +0%
RPGK
112
Retirement Planning Group (Kansas)
Kansas
$349K +$114 +1 +0%
FTUS
113
Flow Traders U.S.
New York
$343K +$353K +3,085 New
QPW
114
Quantum Private Wealth
Florida
$333K – – –
GWP
115
Gateway Wealth Partners
Wisconsin
$323K +$101K +881 +44%
WFAG
116
Worth Financial Advisory Group
North Carolina
$321K -$18.3K -160 -5%
KDA
117
Kraft Davis & Associates
Missouri
$321K – – –
SIG
118
Sargent Investment Group
Maryland
$315K – – –
IFG
119
Independent Financial Group
California
$303K +$19.2K +168 +7%
NAS
120
NWF Advisory Services
California
$295K +$51.4K +450 +20%
CWP
121
Cyndeo Wealth Partners
Florida
$294K – – –
TA
122
TrueWealth Advisors
Alabama
$292K -$21.3K -186 -7%
Bank of Montreal
123
Bank of Montreal
Ontario, Canada
$287K – – –
PAS
124
Park Avenue Securities
New York
$286K +$294K +2,572 New
CBFP
125
Cedar Brook Financial Partners
Ohio
$284K +$114 +1 +0%
3 4
5
6 7

FXL Hedge Fund Activity: Q3 2023 in Review

207 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Technology AlphaDEX Fund (FXL) for Q3 2023, worth a combined $651M — down 1.6% from $661M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new FXL positions and 14 closed out — a net gain of 7 holders — while 49 added to existing stakes and 67 trimmed.

The largest buyer was J. Arnold Wealth Management, adding an estimated $12.3M. The largest seller was Coppell Advisory Solutions, cutting an estimated $6.04M.

  • 207 institutional investors held First Trust Technology AlphaDEX Fund (FXL) as of Q3 2023, up from 203 in Q2 2023.
  • Funds reported $651M of First Trust Technology AlphaDEX Fund stock for Q3 2023, down 1.6% quarter-over-quarter.
  • 21 funds opened new First Trust Technology AlphaDEX Fund positions in Q3 2023 and 14 closed out, a net change of +7 holders.
  • The largest First Trust Technology AlphaDEX Fund buyer in Q3 2023 was J. Arnold Wealth Management, an estimated $12.3M added.
  • The largest First Trust Technology AlphaDEX Fund seller in Q3 2023 was Coppell Advisory Solutions, an estimated $6.04M sold.

Based on aggregated 13F filings for Q3 2023.