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First Trust Technology AlphaDEX Fund
FXL

207 hedge funds and large institutions have $651M invested in First Trust Technology AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 49 increasing their positions, 67 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 14

2% more funds holding

Funds holding: 203 → 207 (+4)

0.19% more ownership

Funds ownership: 56.29% → 56.48% (+0.19%)

0% more funds holding in top 10

Funds holding in top 10: 7 → 7 (0)

2% less capital invested

Capital invested by funds: $661M → $651M (-$10.4M)

27% less repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 67

Holders
207
Holders Change
+4
Holders Change %
+1.97%
% of All Funds
3.29%
Holding in Top 10
7
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.11%
New
21
Increased
49
Reduced
67
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
JAWM
J. Arnold Wealth Management
Ohio
+$12.3M
2
VWM
Valley Wealth Managers
New Jersey
+$7.98M
3
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$5.29M
4
Citadel Advisors
Citadel Advisors
Florida
+$4.91M
5
NA
NewEdge Advisors
Louisiana
+$3.2M

Top Sellers

1
CAS
Coppell Advisory Solutions
Texas
-$6.04M
2
Morgan Stanley
Morgan Stanley
New York
-$5.25M
3
FEG
Financial Enhancement Group
Indiana
-$4.77M
4
Truist Financial
Truist Financial
North Carolina
-$4.61M
5
Wells Fargo
Wells Fargo
California
-$2.79M
Name Holding Trade Value Shares
Change 		Change in
Stake
AWA
51
Arkadios Wealth Advisors
Georgia
$1.39M -$299K -2,619 -17%
TSW
52
Three Seasons Wealth
Utah
$1.35M +$1.38M +12,103 New
HI
53
Harbour Investments
Wisconsin
$1.25M -$60.6K -530 -4%
PFA
54
Plotkin Financial Advisors
Maryland
$1.24M – – –
KAS
55
Kestra Advisory Services
Texas
$1.21M +$199K +1,742 +19%
DC
56
Davenport & Co
Virginia
$1.21M +$132K +1,153 +12%
AFP
57
Ausdal Financial Partners
Iowa
$1.18M -$686 -6 -0.1%
KeyBank National Association
58
KeyBank National Association
Ohio
$1.18M – – –
AAP
59
Arax Advisory Partners
Colorado
$1.15M – – –
CAN
60
Cetera Advisor Networks
California
$1.15M +$147K +1,283 +14%
CCFM
61
Clear Creek Financial Management
Washington
$1.15M +$123K +1,072 +12%
IA
62
IFP Advisors
Florida
$1.1M -$13.9K -122 -1%
BRWA
63
B. Riley Wealth Advisors
Florida
$984K -$226K -1,978 -18%
AWS
64
Atria Wealth Solutions
New York
$968K -$335K -2,934 -25%
Two Sigma Advisers
65
Two Sigma Advisers
New York
$956K +$983K +8,600 New
TA
66
TFG Advisers
Michigan
$916K +$42.2K +369 +5%
Carson Wealth (CWM LLC)
67
Carson Wealth (CWM LLC)
Nebraska
$892K – – –
Northwestern Mutual Wealth Management
68
Northwestern Mutual Wealth Management
Wisconsin
$871K +$31.1K +272 +4%
AWM
69
Apollon Wealth Management
South Carolina
$870K -$818K -7,157 -48%
Goldman Sachs
70
Goldman Sachs
New York
$848K -$2.52M -22,028 -74%
Creative Planning
71
Creative Planning
Kansas
$836K -$42.8K -374 -5%
SWP
72
Stratos Wealth Partners
Ohio
$830K +$145K +1,265 +20%
BFEC
73
Benjamin F. Edwards & Company
Missouri
$803K +$8.92K +78 +1%
CAPTRUST Financial Advisors
74
CAPTRUST Financial Advisors
North Carolina
$782K -$229 -2 -0%
KNW
75
Kesler Norman & Wride
Utah
$772K -$14.7K -129 -2%
1 2
3
4 5

FXL Hedge Fund Activity: Q3 2023 in Review

207 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Technology AlphaDEX Fund (FXL) for Q3 2023, worth a combined $651M — down 1.6% from $661M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new FXL positions and 14 closed out — a net gain of 7 holders — while 49 added to existing stakes and 67 trimmed.

The largest buyer was J. Arnold Wealth Management, adding an estimated $12.3M. The largest seller was Coppell Advisory Solutions, cutting an estimated $6.04M.

  • 207 institutional investors held First Trust Technology AlphaDEX Fund (FXL) as of Q3 2023, up from 203 in Q2 2023.
  • Funds reported $651M of First Trust Technology AlphaDEX Fund stock for Q3 2023, down 1.6% quarter-over-quarter.
  • 21 funds opened new First Trust Technology AlphaDEX Fund positions in Q3 2023 and 14 closed out, a net change of +7 holders.
  • The largest First Trust Technology AlphaDEX Fund buyer in Q3 2023 was J. Arnold Wealth Management, an estimated $12.3M added.
  • The largest First Trust Technology AlphaDEX Fund seller in Q3 2023 was Coppell Advisory Solutions, an estimated $6.04M sold.

Based on aggregated 13F filings for Q3 2023.