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First Trust Technology AlphaDEX Fund

81 hedge funds and large institutions have $349M invested in First Trust Technology AlphaDEX Fund in 2016 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 16 increasing their positions, 52 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% less funds holding

Funds holding: 8781 (-6)

9.28% less ownership

Funds ownership: 72%62.72% (-9.3%)

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

30% less capital invested

Capital invested by funds: $497M → $349M (-$148M)

40% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 15

69% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 52

Holders
81
Holders Change
-6
Holders Change %
-6.9%
% of All Funds
2.16%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.08%
New
9
Increased
16
Reduced
52
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SS
51
Simplicity Solutions
Minnesota
$309K -$136K -4,447 -32%
HFS
52
HL Financial Services
Kentucky
$284K -$1.11M -36,107 -81%
JIP
53
Jaffetilchin Investment Partners
Florida
$280K -$163K -5,325 -30%
LTFS
54
Ladenburg Thalmann Financial Services
Florida
$271K -$80.4K -2,625 -24%
CAM
55
Concorde Asset Management
Michigan
$270K -$58.5K -1,908 -19%
IH
56
IFC Holdings
Florida
$267K -$47.8K -1,560 -16%
TSS
57
Two Sigma Securities
New York
$266K +$247K +8,074 New
CA
58
Cetera Advisors
Colorado
$264K -$73.2K -2,388 -23%
Citigroup
59
Citigroup
New York
$255K -$621K -20,247 -72%
BAAM
60
Baker Avenue Asset Management
California
$241K -$777K -25,340 -78%
Cetera Investment Advisers
61
Cetera Investment Advisers
Illinois
$228K -$162K -5,282 -43%
M&T Bank
62
M&T Bank
New York
$219K -$8.12K -265 -4%
Bank of Montreal
63
Bank of Montreal
Ontario, Canada
$218K -$22.4K -730 -10%
ICOA
64
Investment Centers of America
North Dakota
$212K -$2.42K -79 -1%
SPC
65
Sigma Planning Corp
Michigan
$211K -$245K -7,985 -55%
US Bancorp
66
US Bancorp
Minnesota
$156K +$47.7K +1,555 +49%
WA
67
WFG Advisors
Texas
$101K -$6.87K -224 -7%
GWM
68
Geneos Wealth Management
Colorado
$90K +$83.7K +2,731 New
NFG
69
Next Financial Group
Texas
$73K +$10.7K +350 +19%
PNC Financial Services Group
70
PNC Financial Services Group
Pennsylvania
$70K -$56K -1,827 -46%
Thrivent Financial for Lutherans
71
Thrivent Financial for Lutherans
Minnesota
$44K -$8.12K -265 -16%
FHA
72
First Horizon Advisors
Tennessee
$42K +$7.94K +259 +24%
FFC
73
First Financial Corp
Indiana
$39K
JFGIW
74
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$25K +$1.04K +34 +5%
ASN
75
Advisory Services Network
Georgia
$21K -$5.12K -167 -21%