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First Trust Health Care AlphaDEX Fund

191 hedge funds and large institutions have $1.41B invested in First Trust Health Care AlphaDEX Fund in 2018 Q4 according to their latest regulatory filings, with 61 funds opening new positions, 79 increasing their positions, 23 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

243% more repeat investments, than reductions

Existing positions increased: 79 | Existing positions reduced: 23

135% more first-time investments, than exits

New positions opened: 61 | Existing positions closed: 26

110% more capital invested

Capital invested by funds: $671M → $1.41B (+$741M)

21% more funds holding

Funds holding: 158191 (+33)

19.95% more ownership

Funds ownership: 50.38%70.33% (+20%)

17% less funds holding in top 10

Funds holding in top 10: 65 (-1)

97% less call options, than puts

Call options by funds: $1.06M | Put options by funds: $41.5M

Holders
191
Holders Change
+33
Holders Change %
+20.89%
% of All Funds
4.25%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.11%
New
61
Increased
79
Reduced
23
Closed
26
Calls
$1.06M
Puts
$41.5M
Net Calls
-$40.4M
Net Calls Change
-$32.2M
Name Holding Trade Value Shares
Change
Change in
Stake
PFA
51
Pinnacle Family Advisors
Missouri
$2.74M +$3.01M +39,787 New
AI
52
Atria Investments
North Carolina
$2.47M +$2.72M +35,925 New
UCFA
53
United Capital Financial Advisors
Texas
$2.47M +$372K +4,905 +16%
TSS
54
Two Sigma Securities
New York
$2.34M +$2.58M +34,027 New
RCG
55
Ruggie Capital Group
Florida
$2.25M +$2.47M +32,615 New
JWS
56
Juncture Wealth Strategies
Arizona
$2.24M +$2.47M +32,553 New
FMP
57
Financial Management Professionals
Texas
$2.2M +$2.42M +31,923 New
APA
58
American Portfolios Advisors
New York
$2.14M +$31.5K +416 +1%
FAAS
59
First Allied Advisory Services
California
$2.02M -$714K -9,421 -24%
SIM
60
SSI Investment Management
California
$1.86M -$11.4K -150 -0.6%
WP
61
WealthPLAN Partners
Nebraska
$1.83M +$175K +2,311 +11%
AP
62
Atwood & Palmer
Missouri
$1.73M +$1.9M +25,130 New
PAG
63
Private Advisor Group
New Jersey
$1.61M +$126K +1,659 +8%
WA
64
WESPAC Advisors
California
$1.52M +$242K +3,194 +17%
WI
65
Wintrust Investments
Illinois
$1.48M +$794K +10,481 +95%
PFS
66
Prospera Financial Services
Texas
$1.44M +$413K +5,446 +35%
BFA
67
Brendel Financial Advisors
New Hampshire
$1.38M +$1.52M +20,010 New
NFG
68
Next Financial Group
Texas
$1.36M +$1.4M +18,469 +1,483%
DWA
69
Dorsey Wright & Associates
California
$1.34M +$1.48M +19,493 New
AWA
70
Arete Wealth Advisors
Illinois
$1.34M +$994K +13,123 +207%
Cetera Investment Advisers
71
Cetera Investment Advisers
Illinois
$1.15M +$140K +1,854 +12%
SMG
72
Smart Money Group
Texas
$1.15M -$8.56K -113 -0.7%
OC
73
Oppenheimer & Co
New York
$1.1M +$111K +1,467 +10%
LA
74
LexAurum Advisors
Kansas
$1.07M +$1.18M +15,554 New
NWM
75
Northwest Wealth Management
Iowa
$1.06M -$11.4K -150 -1%

FXH Hedge Fund Activity: Q4 2018 in Review

191 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q4 2018, worth a combined $1.41B — up 110% from $671M a quarter earlier.

Buyers outnumbered sellers: 61 funds opened new FXH positions and 26 closed out — a net gain of 35 holders — while 79 added to existing stakes and 23 trimmed.

The largest buyer was First Trust Advisors, opening a new position worth an estimated $568M. The largest seller was Navellier & Associates, exiting entirely with an estimated $27.4M sold.

  • 191 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q4 2018, up from 158 in Q3 2018.
  • Funds reported $1.41B of First Trust Health Care AlphaDEX Fund stock for Q4 2018, up 110% quarter-over-quarter.
  • 61 funds opened new First Trust Health Care AlphaDEX Fund positions in Q4 2018 and 26 closed out, a net change of +35 holders.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q4 2018 was First Trust Advisors, an estimated $568M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q4 2018 was Navellier & Associates, an estimated $27.4M sold.

Based on aggregated 13F filings for Q4 2018.