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First Trust Large Cap Growth AlphaDEX Fund
FTC

194 hedge funds and large institutions have $750M invested in First Trust Large Cap Growth AlphaDEX Fund in 2024 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 53 increasing their positions, 81 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,615% more call options, than puts

Call options by funds: $223K | Put options by funds: $13K

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

54% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 13

8% more capital invested

Capital invested by funds: $692M → $750M (+$58.3M)

7.34% more ownership

Funds ownership: 63.04% → 70.37% (+7.3%)

2% more funds holding

Funds holding: 190 → 194 (+4)

35% less repeat investments, than reductions

Existing positions increased: 53 | Existing positions reduced: 81

Holders
194
Holders Change
+4
Holders Change %
+2.11%
% of All Funds
2.79%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
20
Increased
53
Reduced
81
Closed
13
Calls
$223K
Puts
$13K
Net Calls
+$210K
Net Calls Change
+$210K

Top Buyers

1
IAIM
International Assets Investment Management
Florida
+$64.4M
2
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$53.5M
3
WA
Win Advisors
Florida
+$11.3M
4
BEI
Benjamin Edwards Inc
Missouri
+$5.66M
5
Wells Fargo
Wells Fargo
California
+$4.06M

Top Sellers

1
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$18.5M
2
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
-$5.43M
3
LPL Financial
LPL Financial
California
-$5.27M
4
AssetMark Inc
AssetMark Inc
California
-$4.67M
5
CAS
Coppell Advisory Solutions
Texas
-$3.62M
Name Holding Trade Value Shares
Change 		Change in
Stake
PS
176
Principal Securities
Iowa
$69.3K -$76.9K -619 -54%
PB
177
Pinnacle Bancorp
Nebraska
$65.7K – – –
ADL
178
Asset Dedication LLC
California
$63.5K – – –
Fifth Third Bancorp
179
Fifth Third Bancorp
Ohio
$63K – – –
T
180
Tidemark
California
$51.3K – – –
SS
181
Sunbelt Securities
Texas
$48.6K +$124 +1 +0.3%
GI
182
GAMMA Investing
California
$45.7K – – –
EFP
183
EnRich Financial Partners
Wisconsin
$45.1K – – –
GWSG
184
GPS Wealth Strategies Group
Colorado
$45.1K – – –
GM
185
GeoWealth Management
Illinois
$44.4K -$479K -3,854 -92%
TCA
186
Trifecta Capital Advisors
Illinois
$37.1K – – –
AA
187
Ancora Advisors
Ohio
$15.2K – – –
ME
188
McIlrath & Eck
Washington
$13.3K – – –
DPW
189
DiNuzzo Private Wealth
Pennsylvania
$6.88K +$10.8K +87 New
CFGS
190
Concourse Financial Group Securities
Alabama
$5.78K -$276K -2,218 -98%
CA
191
Continuum Advisory
Idaho
$4.83K – – –
KFI
192
Key Financial Inc
Pennsylvania
$4.34K – – –
IAIM
193
International Assets Investment Management
Florida
$3.97K +$64.4M +517,748 +12,202%
DFA
194
DHJJ Financial Advisors
Illinois
$1.05K – – –
AWM
195
Avior Wealth Management
Nebraska
$788 -$1.49K -12 -67%
Bank of New York Mellon
196
Bank of New York Mellon
New York
– -$2.94M -24,020 Closed
PFS
197
Prospera Financial Services
Texas
– -$2.14M -17,456 Closed
IWM
198
Iams Wealth Management
Nebraska
– -$1.7M -13,892 Closed
AI
199
Atria Investments
North Carolina
– -$1.47M -11,995 Closed
BCI
200
Brinker Capital Investments
Pennsylvania
– -$1.31M -10,687 Closed
5 6 7
8
9

FTC Hedge Fund Activity: Q3 2024 in Review

194 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q3 2024, worth a combined $750M — up 8.4% from $692M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FTC positions and 13 closed out — a net gain of 7 holders — while 53 added to existing stakes and 81 trimmed.

The largest buyer was International Assets Investment Management, adding an estimated $64.4M. The largest seller was Envestnet Asset Management, cutting an estimated $18.5M.

  • 194 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q3 2024, up from 190 in Q2 2024.
  • Funds reported $750M of First Trust Large Cap Growth AlphaDEX Fund stock for Q3 2024, up 8.4% quarter-over-quarter.
  • 20 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q3 2024 and 13 closed out, a net change of +7 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q3 2024 was International Assets Investment Management, an estimated $64.4M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q3 2024 was Envestnet Asset Management, an estimated $18.5M sold.

Based on aggregated 13F filings for Q3 2024.