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First Trust Large Cap Growth AlphaDEX Fund
FTC

110 hedge funds and large institutions have $509M invested in First Trust Large Cap Growth AlphaDEX Fund in 2018 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 52 increasing their positions, 25 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

108% more repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 25

58% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 12

6% more funds holding

Funds holding: 104 → 110 (+6)

7.83% less ownership

Funds ownership: 69.82% → 61.99% (-7.8%)

19% less capital invested

Capital invested by funds: $632M → $509M (-$123M)

33% less funds holding in top 10

Funds holding in top 10: 3 → 2 (-1)

Holders
110
Holders Change
+6
Holders Change %
+5.77%
% of All Funds
2.45%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
19
Increased
52
Reduced
25
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$11.5M
2
UBS Group
UBS Group
Switzerland
+$8.22M
3
RJFSA
Raymond James Financial Services Advisors
Florida
+$6.43M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$4.95M
5
PI
PFS Investments
Georgia
+$4.77M

Top Sellers

1
CWM
Cornerstone Wealth Management
Missouri
-$77.7M
2
Wells Fargo
Wells Fargo
California
-$21.4M
3
Morgan Stanley
Morgan Stanley
New York
-$16.5M
4
Bank of America
Bank of America
North Carolina
-$4.13M
5
SWMG
Sanchez Wealth Management Group
Florida
-$3.1M
Name Holding Trade Value Shares
Change 		Change in
Stake
VAG
76
VisionPoint Advisory Group
Texas
$360K +$390K +6,276 New
TIM
77
Total Investment Management
Arizona
$352K +$346K +5,560 New
CWS
78
Cypress Wealth Services
California
$333K +$361K +5,804 New
Bank of New York Mellon
79
Bank of New York Mellon
New York
$309K +$90.4K +1,454 +37%
CWA
80
Clarus Wealth Advisors
Arizona
$302K +$55K +885 +20%
BRWA
81
B. Riley Wealth Advisors
Florida
$262K -$14.4K -232 -5%
SB
82
Suntrust Banks
Georgia
$256K +$291K +4,684 New
VF
83
Virtu Financial
New York
$238K +$258K +4,152 New
LWAC
84
Laurel Wealth Advisors (California)
California
$210K +$124 +2 +0.1%
VFA
85
Voya Financial Advisors
Connecticut
$207K -$2.42K -39 -1%
CAM
86
Concorde Asset Management
Michigan
$205K +$2.92K +47 +1%
GWM
87
Geneos Wealth Management
Colorado
$204K – – –
WCM
88
WealthBridge Capital Management
Ohio
$193K +$210K +3,373 New
ASN
89
Advisory Services Network
Georgia
$122K +$62 +1 +0%
Fifth Third Bancorp
90
Fifth Third Bancorp
Ohio
$114K – – –
NWM
91
Northwest Wealth Management
Iowa
$68K – – –
GRP
92
Global Retirement Partners
California
$61K -$42.1K -677 -39%
BWL
93
Bogart Wealth LLC
Virginia
$59K +$65K +1,046 New
MOS
94
MGO One Seven
Ohio
$55K +$60.4K +972 New
APA
95
American Portfolios Advisors
New York
$53.6K -$66K -1,062 -53%
AF
96
Advisornet Financial
Minnesota
$51K – – –
AssetMark Inc
97
AssetMark Inc
California
$50K – – –
CFA
98
Carroll Financial Associates
North Carolina
$42K – – –
Bank of Montreal
99
Bank of Montreal
Ontario, Canada
$37K -$17.3K -278 -30%
LFA
100
Legacy Financial Advisors
Kentucky
$22K – – –
1 2 3
4
5

FTC Hedge Fund Activity: Q4 2018 in Review

110 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q4 2018, worth a combined $509M — down 19% from $632M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FTC positions and 12 closed out — a net gain of 7 holders — while 52 added to existing stakes and 25 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $11.5M. The largest seller was Cornerstone Wealth Management, cutting an estimated $77.7M.

  • 110 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q4 2018, up from 104 in Q3 2018.
  • Funds reported $509M of First Trust Large Cap Growth AlphaDEX Fund stock for Q4 2018, down 19% quarter-over-quarter.
  • 19 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q4 2018 and 12 closed out, a net change of +7 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q4 2018 was Envestnet Asset Management, an estimated $11.5M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q4 2018 was Cornerstone Wealth Management, an estimated $77.7M sold.

Based on aggregated 13F filings for Q4 2018.