We are live on ! Find out more
FTC icon

First Trust Large Cap Growth AlphaDEX Fund
FTC

167 hedge funds and large institutions have $768M invested in First Trust Large Cap Growth AlphaDEX Fund in 2023 Q1 according to their latest regulatory filings, with 19 funds opening new positions, 67 increasing their positions, 57 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

94% more call options, than puts

Call options by funds: $558K | Put options by funds: $288K

73% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 11

29% more capital invested

Capital invested by funds: $595M → $768M (+$173M)

18% more repeat investments, than reductions

Existing positions increased: 67 | Existing positions reduced: 57

1% more funds holding

Funds holding: 165 → 167 (+2)

1.13% more ownership

Funds ownership: 67.35% → 68.48% (+1.1%)

0% more funds holding in top 10

Funds holding in top 10: 5 → 5 (0)

Holders
167
Holders Change
+2
Holders Change %
+1.21%
% of All Funds
2.66%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
19
Increased
67
Reduced
57
Closed
11
Calls
$558K
Puts
$288K
Net Calls
+$270K
Net Calls Change
+$993K

Top Buyers

1
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$16.5M
2
AT
Arden Trust
Delaware
+$11.2M
3
RJFSA
Raymond James Financial Services Advisors
Florida
+$6.52M
4
Morgan Stanley
Morgan Stanley
New York
+$4.88M
5
IWC
Integrated Wealth Concepts
Massachusetts
+$2.68M

Top Sellers

1
Citadel Advisors
Citadel Advisors
Florida
-$4.38M
2
KAS
Kestra Advisory Services
Texas
-$3.57M
3
CAM
Concorde Asset Management
Michigan
-$2.74M
4
IA
IFP Advisors
Florida
-$2.56M
5
CI
CX Institutional
Indiana
-$1.67M
Name Holding Trade Value Shares
Change 		Change in
Stake
HI
51
Harbour Investments
Wisconsin
$1.51M -$57.7K -621 -4%
E
52
ETFidea
New York
$1.43M – – –
EH
53
Equitable Holdings
New York
$1.41M +$161K +1,727 +13%
MML Investors Services
54
MML Investors Services
Massachusetts
$1.36M +$331K +3,556 +32%
VAS
55
Vestmark Advisory Solutions
Massachusetts
$1.35M +$360K +3,874 +36%
KF
56
Krilogy Financial
Missouri
$1.26M -$3.25K -35 -0.3%
Carson Wealth (CWM LLC)
57
Carson Wealth (CWM LLC)
Nebraska
$1.23M +$905K +9,733 +280%
Rockefeller Capital Management
58
Rockefeller Capital Management
New York
$1.2M +$84K +903 +8%
WWM
59
Western Wealth Management
Colorado
$1.12M +$233K +2,506 +26%
HFW
60
Horizon Family Wealth
Illinois
$1.11M +$1.86K +20 +0.2%
CA
61
Crumly & Associates
Illinois
$1.07M +$380K +4,091 +55%
KWS
62
Keystone Wealth Services
California
$1.06M +$93 +1 +0%
SFPG
63
Stonebridge Financial Planning Group
Florida
$991K -$9.21K -99 -0.9%
KPWS
64
Kestra Private Wealth Services
Texas
$974K -$173K -1,862 -15%
TLFA
65
True Link Financial Advisors
California
$953K – – –
GVAG
66
Great Valley Advisor Group
Delaware
$911K +$18.1K +195 +2%
Northwestern Mutual Wealth Management
67
Northwestern Mutual Wealth Management
Wisconsin
$902K +$40.6K +437 +5%
OC
68
Oppenheimer & Co
New York
$893K +$16.4K +176 +2%
AF
69
Allworth Financial
California
$878K -$26K -280 -3%
TCM
70
True Capital Management
California
$810K -$17.6K -189 -2%
IA
71
IFG Advisory
Georgia
$794K +$31.8K +342 +4%
VCM
72
Virtue Capital Management
Tennessee
$716K +$304K +3,272 +72%
GIA
73
Gladstone Institutional Advisory
Florida
$696K -$6.32K -68 -0.9%
WCFA
74
Walkner Condon Financial Advisors
Wisconsin
$692K +$372 +4 +0.1%
IFG
75
Independent Financial Group
California
$688K +$102K +1,096 +17%
1 2
3
4 5

FTC Hedge Fund Activity: Q1 2023 in Review

167 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q1 2023, worth a combined $768M — up 29% from $595M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FTC positions and 11 closed out — a net gain of 8 holders — while 67 added to existing stakes and 57 trimmed.

The largest buyer was Cambridge Investment Research Advisors, adding an estimated $16.5M. The largest seller was Citadel Advisors, exiting entirely with an estimated $4.38M sold.

  • 167 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q1 2023, up from 165 in Q4 2022.
  • Funds reported $768M of First Trust Large Cap Growth AlphaDEX Fund stock for Q1 2023, up 29% quarter-over-quarter.
  • 19 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q1 2023 and 11 closed out, a net change of +8 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q1 2023 was Cambridge Investment Research Advisors, an estimated $16.5M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q1 2023 was Citadel Advisors, an estimated $4.38M sold.

Based on aggregated 13F filings for Q1 2023.