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First Trust Large Cap Growth AlphaDEX Fund
FTC

176 hedge funds and large institutions have $838M invested in First Trust Large Cap Growth AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 39 funds opening new positions, 37 increasing their positions, 69 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

179% more first-time investments, than exits

New positions opened: 39 | Existing positions closed: 14

33% more funds holding in top 10

Funds holding in top 10: 3 → 4 (+1)

16% more funds holding

Funds holding: 152 → 176 (+24)

7% more capital invested

Capital invested by funds: $786M → $838M (+$51.7M)

0.82% more ownership

Funds ownership: 62.84% → 63.66% (+0.82%)

46% less repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 69

Holders
176
Holders Change
+24
Holders Change %
+15.79%
% of All Funds
2.71%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
39
Increased
37
Reduced
69
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
IWM
IHT Wealth Management
Illinois
+$13.9M
2
RJFSA
Raymond James Financial Services Advisors
Florida
+$11.5M
3
UBS Group
UBS Group
Switzerland
+$3.05M
4
Stifel Financial
Stifel Financial
Missouri
+$2.91M
5
AWM
Apollon Wealth Management
South Carolina
+$2.4M

Top Sellers

1
GM
GeoWealth Management
Illinois
-$7.54M
2
SW
Signify Wealth
Missouri
-$7.05M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$6.41M
4
LPL Financial
LPL Financial
California
-$6.03M
5
CCFM
Clear Creek Financial Management
Washington
-$5.23M
Name Holding Trade Value Shares
Change 		Change in
Stake
E
51
ETFidea
New York
$2.03M +$2M +16,864 New
KF
52
Krilogy Financial
Missouri
$1.83M -$67.7K -572 -4%
CFGS
53
Concourse Financial Group Securities
Alabama
$1.52M -$203K -1,715 -12%
HFW
54
Horizon Family Wealth
Illinois
$1.42M +$1.4M +11,825 New
Qube Research & Technologies (QRT)
55
Qube Research & Technologies (QRT)
United Kingdom
$1.38M +$885K +7,474 +188%
SFPG
56
Stonebridge Financial Planning Group
Florida
$1.37M -$19.5K -165 -1%
IA
57
IFG Advisory
Georgia
$1.35M -$36.2K -306 -3%
WFA
58
WMG Financial Advisors
Tennessee
$1.31M +$1.29M +10,863 New
OC
59
Oppenheimer & Co
New York
$1.29M -$8.64K -73 -0.7%
GSC
60
G&S Capital
Colorado
$1.29M +$67.9K +574 +6%
CA
61
Cetera Advisors
Colorado
$1.28M -$35.3K -298 -3%
MML Investors Services
62
MML Investors Services
Massachusetts
$1.26M -$169K -1,425 -12%
HighTower Advisors
63
HighTower Advisors
Illinois
$1.19M -$100K -848 -8%
AF
64
Allworth Financial
California
$1.17M +$1.12M +9,424 +3,001%
US Bancorp
65
US Bancorp
Minnesota
$1.15M -$142K -1,198 -11%
Citigroup
66
Citigroup
New York
$1.1M -$239K -2,017 -18%
AWM
67
AE Wealth Management
Kansas
$1.09M +$290K +2,446 +37%
SWM
68
Spire Wealth Management
Virginia
$1.05M -$439K -3,705 -30%
IP
69
Ignite Planners
California
$1.05M +$1.15M +9,702 New
SG
70
Strid Group
Pennsylvania
$1.01M -$7.58K -64 -0.8%
WWM
71
Western Wealth Management
Colorado
$1M +$989K +8,356 New
VAS
72
Vestmark Advisory Solutions
Massachusetts
$958K -$18.3K -155 -2%
EWM
73
EPG Wealth Management
Georgia
$940K – – –
Rockefeller Capital Management
74
Rockefeller Capital Management
New York
$919K +$26.4K +223 +3%
EH
75
Equitable Holdings
New York
$890K +$333K +2,811 +61%
1 2
3
4 5

FTC Hedge Fund Activity: Q4 2021 in Review

176 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q4 2021, worth a combined $838M — up 6.6% from $786M a quarter earlier.

Buyers outnumbered sellers: 39 funds opened new FTC positions and 14 closed out — a net gain of 25 holders — while 37 added to existing stakes and 69 trimmed.

The largest buyer was IHT Wealth Management, adding an estimated $13.9M. The largest seller was GeoWealth Management, exiting entirely with an estimated $7.54M sold.

  • 176 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q4 2021, up from 152 in Q3 2021.
  • Funds reported $838M of First Trust Large Cap Growth AlphaDEX Fund stock for Q4 2021, up 6.6% quarter-over-quarter.
  • 39 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q4 2021 and 14 closed out, a net change of +25 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q4 2021 was IHT Wealth Management, an estimated $13.9M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q4 2021 was GeoWealth Management, an estimated $7.54M sold.

Based on aggregated 13F filings for Q4 2021.