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First Trust Large Cap Growth AlphaDEX Fund
FTC

152 hedge funds and large institutions have $786M invested in First Trust Large Cap Growth AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 49 increasing their positions, 56 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 1 → 3 (+2)

82% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 11

8% more capital invested

Capital invested by funds: $730M → $786M (+$56.3M)

3% more funds holding

Funds holding: 147 → 152 (+5)

1.62% more ownership

Funds ownership: 61.22% → 62.84% (+1.6%)

13% less repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 56

Holders
152
Holders Change
+5
Holders Change %
+3.4%
% of All Funds
2.66%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.05%
New
20
Increased
49
Reduced
56
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
LPL Financial
California
+$8.83M
2
GM
GeoWealth Management
Illinois
+$7.74M
3
SW
Signify Wealth
Missouri
+$7.23M
4
SMF
Sterling Manor Financial
New York
+$6.98M
5
CCFM
Clear Creek Financial Management
Washington
+$5.37M

Top Sellers

1
BFEC
Benjamin F. Edwards & Company
Missouri
-$6.87M
2
AWM
AE Wealth Management
Kansas
-$6.64M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$4.33M
4
UBS Group
UBS Group
Switzerland
-$2.2M
5
Bank of America
Bank of America
North Carolina
-$1.25M
Name Holding Trade Value Shares
Change 		Change in
Stake
EE
51
EWG Elevate
California
$1.74M +$1.79M +15,662 New
SFPG
52
Stonebridge Financial Planning Group
Florida
$1.65M -$64.4K -565 -4%
Susquehanna International Group
53
Susquehanna International Group
Pennsylvania
$1.63M +$907K +7,953 +119%
CFGS
54
Concourse Financial Group Securities
Alabama
$1.6M -$81.3K -713 -5%
SWM
55
Spire Wealth Management
Virginia
$1.38M +$592K +5,196 +72%
MML Investors Services
56
MML Investors Services
Massachusetts
$1.33M -$585K -5,134 -30%
IA
57
IFG Advisory
Georgia
$1.28M +$91.9K +806 +7%
Citigroup
58
Citigroup
New York
$1.24M -$904K -7,929 -42%
CA
59
Cetera Advisors
Colorado
$1.22M +$205K +1,801 +20%
OC
60
Oppenheimer & Co
New York
$1.2M +$50.7K +445 +4%
US Bancorp
61
US Bancorp
Minnesota
$1.2M -$46.6K -409 -4%
HighTower Advisors
62
HighTower Advisors
Illinois
$1.2M -$16.9K -148 -1%
GSC
63
G&S Capital
Colorado
$1.13M +$1.16M +10,166 New
BRC
64
BHF RG Capital
Arizona
$1.05M – – –
TRCT
65
Tower Research Capital (TRC)
New York
$1M +$137K +1,199 +15%
HR
66
Hayden Royal
North Carolina
$982K +$1.01M +8,840 New
SG
67
Strid Group
Pennsylvania
$941K -$38.1K -334 -4%
WCFA
68
Walkner Condon Financial Advisors
Wisconsin
$904K +$13.2K +116 +1%
VAS
69
Vestmark Advisory Solutions
Massachusetts
$902K -$23.6K -207 -2%
FAIM
70
Financial Advocates Investment Management
Washington
$872K -$61.2K -537 -6%
EWM
71
EPG Wealth Management
Georgia
$868K -$45.7K -401 -5%
SB
72
Strategic Blueprint
Georgia
$851K +$18.9K +166 +2%
Rockefeller Capital Management
73
Rockefeller Capital Management
New York
$824K +$15.5K +136 +2%
TCWM
74
Total Clarity Wealth Management
Illinois
$803K +$379K +3,326 +85%
GVAG
75
Great Valley Advisor Group
Delaware
$800K -$25.1K -220 -3%
1 2
3
4 5

FTC Hedge Fund Activity: Q3 2021 in Review

152 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q3 2021, worth a combined $786M — up 7.7% from $730M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FTC positions and 11 closed out — a net gain of 9 holders — while 49 added to existing stakes and 56 trimmed.

The largest buyer was LPL Financial, adding an estimated $8.83M. The largest seller was Benjamin F. Edwards & Company, cutting an estimated $6.87M.

  • 152 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q3 2021, up from 147 in Q2 2021.
  • Funds reported $786M of First Trust Large Cap Growth AlphaDEX Fund stock for Q3 2021, up 7.7% quarter-over-quarter.
  • 20 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q3 2021 and 11 closed out, a net change of +9 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q3 2021 was LPL Financial, an estimated $8.83M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q3 2021 was Benjamin F. Edwards & Company, an estimated $6.87M sold.

Based on aggregated 13F filings for Q3 2021.