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First Trust Large Cap Growth AlphaDEX Fund
FTC

131 hedge funds and large institutions have $624M invested in First Trust Large Cap Growth AlphaDEX Fund in 2020 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 32 increasing their positions, 66 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 10

8% more capital invested

Capital invested by funds: $576M → $624M (+$47.1M)

3% more funds holding

Funds holding: 127 → 131 (+4)

0.09% more ownership

Funds ownership: 61.88% → 61.97% (+0.09%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

52% less repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 66

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $2.01M

Holders
131
Holders Change
+4
Holders Change %
+3.15%
% of All Funds
2.64%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
14
Increased
32
Reduced
66
Closed
10
Calls
–
Puts
$2.01M
Net Calls
-$2.01M
Net Calls Change
-$2.01M

Top Buyers

1
Truist Financial
Truist Financial
North Carolina
+$8.57M
2
First Trust Advisors
First Trust Advisors
Illinois
+$4.9M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$3.33M
4
RJA
Raymond James & Associates
Florida
+$3.05M
5
Citadel Advisors
Citadel Advisors
Florida
+$2.46M

Top Sellers

1
AWM
AE Wealth Management
Kansas
-$9.05M
2
SS
Simplicity Solutions
Minnesota
-$9.01M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$5.12M
4
LPL Financial
LPL Financial
California
-$3.99M
5
RJFSA
Raymond James Financial Services Advisors
Florida
-$3.16M
Name Holding Trade Value Shares
Change 		Change in
Stake
WWM
51
Western Wealth Management
Colorado
$1.36M -$3.78K -46 -0.3%
UR
52
USCA RIA
Texas
$1.36M +$157K +1,910 +13%
SAM
53
SignalPoint Asset Management
Missouri
$1.31M +$780K +9,502 +155%
HighTower Advisors
54
HighTower Advisors
Illinois
$1.26M -$193K -2,348 -14%
US Bancorp
55
US Bancorp
Minnesota
$1.22M -$90K -1,096 -7%
FAIM
56
Financial Advocates Investment Management
Washington
$1.18M -$60.4K -736 -5%
SG
57
StoneX Group
New York
$1.14M -$21.2K -258 -2%
SS
58
Simplicity Solutions
Minnesota
$1.13M -$9.01M -109,675 -89%
MHS
59
M Holdings Securities
Oregon
$1.02M +$1.15K +14 +0.1%
OC
60
Oppenheimer & Co
New York
$1M -$178K -2,165 -15%
TRCT
61
Tower Research Capital (TRC)
New York
$964K -$757K -9,215 -45%
AWM
62
AE Wealth Management
Kansas
$944K -$9.05M -110,243 -91%
WCFA
63
Walkner Condon Financial Advisors
Wisconsin
$940K -$31.9K -388 -3%
RA
64
RFG Advisory
Alabama
$791K -$195K -2,373 -20%
BRC
65
BHF RG Capital
Arizona
$791K +$739 +9 +0.1%
KWM
66
Kingsview Wealth Management
Oregon
$738K +$236K +2,880 +49%
IA
67
IFG Advisory
Georgia
$735K +$72.7K +885 +11%
SAM
68
Strategy Asset Managers
California
$667K – – –
Baird Financial Group
69
Baird Financial Group
Wisconsin
$639K +$9.77K +119 +2%
GVAG
70
Great Valley Advisor Group
Delaware
$635K -$20.5K -250 -3%
1W
71
1776 Wealth
Georgia
$608K -$20.4K -249 -3%
EWM
72
EPG Wealth Management
Georgia
$590K -$148K -1,807 -20%
WAP
73
Wealthcare Advisory Partners
Pennsylvania
$582K -$13.1K -159 -2%
Rockefeller Capital Management
74
Rockefeller Capital Management
New York
$568K -$14.9K -181 -3%
NFG
75
Next Financial Group
Texas
$549K -$58.1K -707 -10%
1 2
3
4 5

FTC Hedge Fund Activity: Q3 2020 in Review

131 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q3 2020, worth a combined $624M — up 8.2% from $576M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FTC positions and 10 closed out — a net gain of 4 holders — while 32 added to existing stakes and 66 trimmed.

The largest buyer was Truist Financial, adding an estimated $8.57M. The largest seller was AE Wealth Management, cutting an estimated $9.05M.

  • 131 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q3 2020, up from 127 in Q2 2020.
  • Funds reported $624M of First Trust Large Cap Growth AlphaDEX Fund stock for Q3 2020, up 8.2% quarter-over-quarter.
  • 14 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q3 2020 and 10 closed out, a net change of +4 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q3 2020 was Truist Financial, an estimated $8.57M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q3 2020 was AE Wealth Management, an estimated $9.05M sold.

Based on aggregated 13F filings for Q3 2020.