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First Trust Large Cap Growth AlphaDEX Fund

104 hedge funds and large institutions have $632M invested in First Trust Large Cap Growth AlphaDEX Fund in 2018 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 56 increasing their positions, 20 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

180% more repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 20

38% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 8

11% more capital invested

Capital invested by funds: $568M → $632M (+$63.5M)

3% more funds holding

Funds holding: 101104 (+3)

13.4% less ownership

Funds ownership: 83.22%69.82% (-13%)

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
104
Holders Change
+3
Holders Change %
+2.97%
% of All Funds
2.38%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.07%
New
11
Increased
56
Reduced
20
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Cetera Investment Advisers
51
Cetera Investment Advisers
Illinois
$1.21M +$758K +11,047 +182%
SS
52
Simplicity Solutions
Minnesota
$1.15M +$795K +11,581 +244%
UR
53
USCA RIA
Texas
$1.1M +$46.8K +682 +5%
SG
54
StoneX Group
New York
$1.1M +$242K +3,519 +29%
SPC
55
Sigma Planning Corp
Michigan
$1.06M +$301K +4,381 +41%
LI
56
LVZ Inc
Michigan
$1.06M -$48.8K -711 -4%
FAIM
57
Financial Advocates Investment Management
Washington
$856K +$229K +3,339 +38%
MHS
58
M Holdings Securities
Oregon
$833K +$47.1K +686 +6%
SWP
59
Stratos Wealth Partners
Ohio
$823K -$69.8K -1,016 -8%
OC
60
Oppenheimer & Co
New York
$766K +$7.55K +110 +1%
MIAN
61
Mariner Independent Advisor Network
Kansas
$744K +$727K +10,584 New
CFGS
62
Concourse Financial Group Securities
Alabama
$580K +$566K +8,237 New
AT
63
Arden Trust
Delaware
$544K +$531K +7,731 New
CS
64
Comerica Securities
Michigan
$530K -$19.5K -284 -4%
IWC
65
Integrated Wealth Concepts
Massachusetts
$503K
SF
66
Synovus Financial
Georgia
$489K
CA
67
CapWealth Advisors
Tennessee
$474K +$79.2K +1,154 +21%
GFPC
68
Global Financial Private Capital
Florida
$459K +$18.9K +275 +4%
Baird Financial Group
69
Baird Financial Group
Wisconsin
$384K +$374K +5,442 New
BRWA
70
B. Riley Wealth Advisors
Florida
$337K +$2.47K +36 +0.8%
CWA
71
Clarus Wealth Advisors
Arizona
$308K -$15.8K -230 -5%
Renaissance Technologies
72
Renaissance Technologies
New York
$303K +$13.7K +200 +5%
US Bancorp
73
US Bancorp
Minnesota
$301K +$72.4K +1,054 +33%
KA
74
Kovack Advisors
Florida
$299K +$206 +3 +0.1%
Bank of New York Mellon
75
Bank of New York Mellon
New York
$276K +$270K +3,929 New

FTC Hedge Fund Activity: Q3 2018 in Review

104 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q3 2018, worth a combined $632M — up 11% from $568M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FTC positions and 8 closed out — a net gain of 3 holders — while 56 added to existing stakes and 20 trimmed.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $13.8M. The largest seller was Cornerstone Wealth Management, cutting an estimated $128M.

  • 104 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q3 2018, up from 101 in Q2 2018.
  • Funds reported $632M of First Trust Large Cap Growth AlphaDEX Fund stock for Q3 2018, up 11% quarter-over-quarter.
  • 11 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q3 2018 and 8 closed out, a net change of +3 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q3 2018 was Raymond James Financial Services Advisors, an estimated $13.8M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q3 2018 was Cornerstone Wealth Management, an estimated $128M sold.

Based on aggregated 13F filings for Q3 2018.