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First Trust Large Cap Growth AlphaDEX Fund
FTC

Overview Fund Activity

64 hedge funds and large institutions have $436M invested in First Trust Large Cap Growth AlphaDEX Fund in 2015 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 31 increasing their positions, 16 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
64
Holders Change
+2
Holders Change %
+3.23%
% of All Funds
1.68%
Holding in Top 10
4
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+100%
% of All Funds
0.11%
New
10
Increased
31
Reduced
16
Closed
7
Calls
–
Puts
$251K
Net Calls
-$251K
Net Calls Change
-$223K

Top Buyers

1
LPL Financial
1
LPL Financial
California
$45.9M
2
JIP
2
Jaffetilchin Investment Partners
Florida
$18.3M
3
Wells Fargo
3
Wells Fargo
California
$60.8M
4
Morgan Stanley
4
Morgan Stanley
New York
$109M
5
UBS Group
5
UBS Group
Switzerland
$42.6M

Top Sellers

1
SAM
1
Shamrock Asset Management
Texas
$18.7M
2
HA
2
Hays Advisory
Tennessee
$23.5M
3
SIM
3
SSI Investment Management
California
$0
4
Jane Street
4
Jane Street
New York
$0
5
FHA
5
First Horizon Advisors
Tennessee
$4.46M
Name Holding Trade Value Shares
Change 		Shares
Change %
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$1.27M +$51.7K +1,072 +4%
PNC Financial Services Group
27
PNC Financial Services Group
Pennsylvania
$1.16M -$32.1K -666 -3%
FHC
28
First Heartland Consultants
Missouri
$1.03M +$109K +2,261 +12%
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$1M +$427K +8,857 +74%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$877K +$344K +7,142 +65%
First Trust Advisors
31
First Trust Advisors
Illinois
$832K -$2.6K -54 -0.3%
Cetera Investment Advisers
32
Cetera Investment Advisers
Illinois
$820K +$820K +17,028 New
US Bancorp
33
US Bancorp
Minnesota
$744K +$507K +10,503 +213%
BTS
34
BB&T Securities
Virginia
$708K +$95.5K +1,983 +16%
OC
35
Oppenheimer & Co
New York
$620K +$130K +2,704 +27%
AIM
36
Advantage Investment Management
Iowa
$609K +$64.2K +1,332 +12%
VAM
37
Visionary Asset Management
Texas
$582K -$113K -2,337 -16%
SPC
38
Sigma Planning Corp
Michigan
$522K +$522K +10,837 New
DADC
39
D.A. Davidson & Co
Montana
$506K +$24.6K +511 +5%
Envestnet Asset Management
40
Envestnet Asset Management
Illinois
$497K -$109K -2,255 -18%
CAN
41
Cetera Advisor Networks
California
$493K +$49.2K +1,025 +11%
PAG
42
Private Advisor Group
New Jersey
$465K -$39.1K -811 -8%
CS
43
Credit Suisse
Switzerland
$368K +$368K +7,624 New
SWP
44
Stratos Wealth Partners
Ohio
$350K – – –
WA
45
WFG Advisors
Texas
$338K +$96.1K +1,991 +40%
SF
46
Synovus Financial
Georgia
$335K – – –
PFS
47
Prospera Financial Services
Texas
$327K +$16.6K +344 +5%
LI
48
LVZ Inc
Michigan
$287K -$20.3K -422 -7%
KA
49
Kovack Advisors
Florida
$287K +$62.9K +1,305 +28%
IH
50
IFC Holdings
Florida
$285K +$40.7K +842 +17%
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