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First Trust Large Cap Growth AlphaDEX Fund

62 hedge funds and large institutions have $356M invested in First Trust Large Cap Growth AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 33 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

175% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 12

150% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 4

10% more capital invested

Capital invested by funds: $322M → $356M (+$33.4M)

7% more funds holding

Funds holding: 5862 (+4)

3.3% more ownership

Funds ownership: 54.06%57.36% (+3.3%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

12% less call options, than puts

Call options by funds: $210K | Put options by funds: $238K

Holders
62
Holders Change
+4
Holders Change %
+6.9%
% of All Funds
1.73%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
10
Increased
33
Reduced
12
Closed
4
Calls
$210K
Puts
$238K
Net Calls
-$28K
Net Calls Change
-$28K
Name Holding Trade Value Shares
Change
Change in
Stake
FHC
26
First Heartland Consultants
Missouri
$877K -$6.44K -133 -0.7%
First Trust Advisors
27
First Trust Advisors
Illinois
$791K -$67.3K -1,390 -7%
VAM
28
Visionary Asset Management
Texas
$658K -$1.11K -23 -0.2%
JIP
29
Jaffetilchin Investment Partners
Florida
$597K +$633K +13,072 New
BTS
30
BB&T Securities
Virginia
$580K -$99.6K -2,056 -14%
Envestnet Asset Management
31
Envestnet Asset Management
Illinois
$574K +$112K +2,308 +22%
Cambridge Investment Research Advisors
32
Cambridge Investment Research Advisors
Iowa
$547K +$187K +3,855 +47%
AIM
33
Advantage Investment Management
Iowa
$517K -$801K -16,529 -59%
MIAN
34
Mariner Independent Advisor Network
Kansas
$508K +$539K +11,122 New
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$505K +$533K +11,002 +24,449%
PAG
36
Private Advisor Group
New Jersey
$477K +$36.9K +761 +8%
OC
37
Oppenheimer & Co
New York
$464K +$492K +10,152 New
DADC
38
D.A. Davidson & Co
Montana
$456K +$28.3K +585 +6%
CAN
39
Cetera Advisor Networks
California
$424K +$143K +2,951 +47%
SWP
40
Stratos Wealth Partners
Ohio
$332K +$8.67K +179 +3%
SF
41
Synovus Financial
Georgia
$317K
PFS
42
Prospera Financial Services
Texas
$294K +$23.8K +492 +8%
Susquehanna International Group
43
Susquehanna International Group
Pennsylvania
$292K +$36.2K +747 +13%
LI
44
LVZ Inc
Michigan
$291K +$54.6K +1,128 +21%
VFS
45
VSR Financial Services
Kansas
$286K -$15.4K -318 -5%
SI
46
Stephens Inc
Arkansas
$255K -$20.6K -426 -7%
IH
47
IFC Holdings
Florida
$236K +$5.18K +107 +2%
WA
48
WFG Advisors
Texas
$229K +$35.9K +741 +17%
US Bancorp
49
US Bancorp
Minnesota
$225K +$92.7K +1,913 +64%
WS
50
Wedbush Securities
California
$215K +$228K +4,713 New

FTC Hedge Fund Activity: Q3 2015 in Review

62 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q3 2015, worth a combined $356M — up 10% from $322M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FTC positions and 4 closed out — a net gain of 6 holders — while 33 added to existing stakes and 12 trimmed.

The largest buyer was Wells Fargo, adding an estimated $16.3M. The largest seller was Goldman Sachs, cutting an estimated $4.99M.

  • 62 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q3 2015, up from 58 in Q2 2015.
  • Funds reported $356M of First Trust Large Cap Growth AlphaDEX Fund stock for Q3 2015, up 10% quarter-over-quarter.
  • 10 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q3 2015 and 4 closed out, a net change of +6 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q3 2015 was Wells Fargo, an estimated $16.3M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q3 2015 was Goldman Sachs, an estimated $4.99M sold.

Based on aggregated 13F filings for Q3 2015.