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First Trust Large Cap Growth AlphaDEX Fund
FTC

41 hedge funds and large institutions have $149M invested in First Trust Large Cap Growth AlphaDEX Fund in 2014 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 13 increasing their positions, 14 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 2

21% more funds holding

Funds holding: 34 → 41 (+7)

16% more capital invested

Capital invested by funds: $129M → $149M (+$20.9M)

3.46% more ownership

Funds ownership: 45.97% → 49.43% (+3.5%)

7% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 14

Holders
41
Holders Change
+7
Holders Change %
+20.59%
% of All Funds
1.18%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
13
Reduced
14
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FHA
First Horizon Advisors
Tennessee
+$8.24M
2
U
UBS
Switzerland
+$3.98M
3
LPL Financial
LPL Financial
California
+$3M
4
Bank of America
Bank of America
North Carolina
+$940K
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$746K

Top Sellers

1
Citigroup
Citigroup
New York
-$2.03M
2
VFS
VSR Financial Services
Kansas
-$1.1M
3
Morgan Stanley
Morgan Stanley
New York
-$643K
4
Stifel Financial
Stifel Financial
Missouri
-$482K
5
PAG
Private Advisor Group
New Jersey
-$406K
Name Holding Trade Value Shares
Change 		Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$244K – – –
PAG
27
Private Advisor Group
New Jersey
$228K -$406K -9,651 -65%
IH
28
IFC Holdings
Florida
$228K +$219K +5,194 New
VFS
29
VSR Financial Services
Kansas
$226K -$1.1M -26,109 -84%
DADC
30
D.A. Davidson & Co
Montana
$201K +$4.21K +100 +2%
JP Morgan Chase
31
JP Morgan Chase
New York
$201K +$193K +4,589 New
WA
32
WFG Advisors
Texas
$148K +$12.8K +304 +10%
Citigroup
33
Citigroup
New York
$110K -$2.03M -48,183 -95%
Northwestern Mutual Wealth Management
34
Northwestern Mutual Wealth Management
Wisconsin
$94K +$90.5K +2,150 New
PTC
35
Private Trust Company
Ohio
$79K +$50.1K +1,191 +199%
NES
36
New England Securities
New York
$71K -$75.6K -1,796 -53%
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$57K – – –
NFG
38
Next Financial Group
Texas
$31K +$30.3K +720 New
MFS
39
MSI Financial Services
Massachusetts
$17K – – –
Fifth Third Bancorp
40
Fifth Third Bancorp
Ohio
$12K -$46.6K -1,107 -80%
Envestnet Asset Management
41
Envestnet Asset Management
Illinois
$9K +$9.05K +215 New
ICOA
42
Investment Centers of America
North Dakota
– -$315K -8,448 Closed
US Bancorp
43
US Bancorp
Minnesota
– -$184K -4,417 Closed
1
2

FTC Hedge Fund Activity: Q2 2014 in Review

41 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q2 2014, worth a combined $149M — up 16% from $129M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FTC positions and 2 closed out — a net gain of 7 holders — while 13 added to existing stakes and 14 trimmed.

The largest buyer was First Horizon Advisors, opening a new position worth an estimated $8.24M. The largest seller was Citigroup, cutting an estimated $2.03M.

  • 41 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q2 2014, up from 34 in Q1 2014.
  • Funds reported $149M of First Trust Large Cap Growth AlphaDEX Fund stock for Q2 2014, up 16% quarter-over-quarter.
  • 9 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q2 2014 and 2 closed out, a net change of +7 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q2 2014 was First Horizon Advisors, an estimated $8.24M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q2 2014 was Citigroup, an estimated $2.03M sold.

Based on aggregated 13F filings for Q2 2014.