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First Trust Large Cap Value AlphaDEX Fund
FTA

182 hedge funds and large institutions have $802M invested in First Trust Large Cap Value AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 61 increasing their positions, 76 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 5 → 5 (0)

1% less funds holding

Funds holding: 184 → 182 (-2)

1.95% less ownership

Funds ownership: 71.7% → 69.75% (-2%)

7% less capital invested

Capital invested by funds: $861M → $802M (-$59M)

13% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 16

20% less repeat investments, than reductions

Existing positions increased: 61 | Existing positions reduced: 76

Holders
182
Holders Change
-2
Holders Change %
-1.09%
% of All Funds
2.89%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
14
Increased
61
Reduced
76
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KWM
Kingsview Wealth Management
Oregon
+$4.31M
2
IWM
Iams Wealth Management
Nebraska
+$4.3M
3
Osaic Holdings
Osaic Holdings
Arizona
+$2.43M
4
AssetMark Inc
AssetMark Inc
California
+$2.26M
5
HFP
Holistic Financial Partners
Indiana
+$1.44M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$15.4M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$13M
3
RJFSA
Raymond James Financial Services Advisors
Florida
-$6.42M
4
CAS
Coppell Advisory Solutions
Texas
-$4.54M
5
IWC
Integrated Wealth Concepts
Massachusetts
-$3.15M
Name Holding Trade Value Shares
Change 		Change in
Stake
Qube Research & Technologies (QRT)
176
Qube Research & Technologies (QRT)
United Kingdom
$16.8K +$17.6K +260 New
CHC
177
City Holding Co
West Virginia
$10.7K -$3.39K -50 -23%
PP
178
Pacifica Partners
Canada
$9.4K – – –
FFA
179
Farther Finance Advisors
California
$7.71K – – –
AF
180
Advisornet Financial
Minnesota
$6.22K – – –
TWM
181
Tradition Wealth Management
Minnesota
$3K – – –
KFI
182
Key Financial Inc
Pennsylvania
$2.98K – – –
PA
183
Parallel Advisors
California
$1.68K +$1.76K +26 New
SIS
184
Sound Income Strategies
Florida
$4 -$9.41K -139 Closed
Rockefeller Capital Management
185
Rockefeller Capital Management
New York
– -$383K -5,738 Closed
AWM
186
Apollon Wealth Management
South Carolina
– -$278K -4,173 Closed
MOS
187
MGO One Seven
Ohio
– -$268K -4,021 Closed
AWG
188
Altus Wealth Group
Colorado
– -$251K -3,763 Closed
GS
189
GTS Securities
New York
– -$242K -3,634 Closed
AWA
190
Acorn Wealth Advisors
Michigan
– -$215K -3,227 Closed
NWM
191
Northwest Wealth Management
Iowa
– -$208K -3,127 Closed
WS
192
Wedbush Securities
California
– -$202K -3,026 Closed
PIA
193
Perennial Investment Advisors
California
– -$201K -3,010 Closed
Fifth Third Bancorp
194
Fifth Third Bancorp
Ohio
– -$27.5K -413 Closed
IGWM
195
ICA Group Wealth Management
Colorado
– -$16.7K -250 Closed
SC
196
SouthState Corp
Florida
– -$13.3K -200 Closed
NFSG
197
Newbridge Financial Services Group
Florida
– -$10K -150 Closed
CWA
198
Clearview Wealth Advisors
Oregon
– -$8.63K -129 Closed
WP
199
WealthPLAN Partners
Nebraska
– -$4.33K -65 Closed
4 5 6 7
8

FTA Hedge Fund Activity: Q3 2023 in Review

182 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q3 2023, worth a combined $802M — down 6.9% from $861M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of FTA and 14 opened new positions — a net loss of 2 holders — while 76 trimmed existing stakes and 61 added.

The largest buyer was Kingsview Wealth Management, adding an estimated $4.31M. The largest seller was Morgan Stanley, cutting an estimated $15.4M.

  • 182 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q3 2023, down from 184 in Q2 2023.
  • Funds reported $802M of First Trust Large Cap Value AlphaDEX Fund stock for Q3 2023, down 6.9% quarter-over-quarter.
  • 14 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q3 2023 and 16 closed out, a net change of -2 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q3 2023 was Kingsview Wealth Management, an estimated $4.31M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q3 2023 was Morgan Stanley, an estimated $15.4M sold.

Based on aggregated 13F filings for Q3 2023.