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First Trust Large Cap Value AlphaDEX Fund
FTA

122 hedge funds and large institutions have $779M invested in First Trust Large Cap Value AlphaDEX Fund in 2019 Q2 according to their latest regulatory filings, with 19 funds opening new positions, 47 increasing their positions, 37 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

171% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 7

27% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 37

25% more funds holding in top 10

Funds holding in top 10: 4 → 5 (+1)

9% more funds holding

Funds holding: 112 → 122 (+10)

0% more capital invested

Capital invested by funds: $777M → $779M (+$1.89M)

0.14% less ownership

Funds ownership: 67.13% → 67% (-0.14%)

Holders
122
Holders Change
+10
Holders Change %
+8.93%
% of All Funds
2.65%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.11%
New
19
Increased
47
Reduced
37
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
PCM
Peak Capital Management
Colorado
+$6.48M
2
Baird Financial Group
Baird Financial Group
Wisconsin
+$4.48M
3
TIM
Total Investment Management
Arizona
+$3.98M
4
Citadel Advisors
Citadel Advisors
Florida
+$3.67M
5
CS
Credit Suisse
Switzerland
+$3.2M

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$15.2M
2
UBS Group
UBS Group
Switzerland
-$6.97M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$5.58M
4
Wells Fargo
Wells Fargo
California
-$4.34M
5
Bank of America
Bank of America
North Carolina
-$4.12M
Name Holding Trade Value Shares
Change 		Change in
Stake
QCIG
101
Quad-Cities Investment Group
Iowa
$45K – – –
SPIA
102
Steward Partners Investment Advisory
New York
$43K +$42.7K +825 New
NFG
103
Next Financial Group
Texas
$40K +$40.2K +776 New
GRP
104
Global Retirement Partners
California
$39K – – –
WC
105
Whitnell & Co
Illinois
$39K +$4.14K +80 +12%
RIA
106
Realta Investment Advisors
Delaware
$38K +$24.9K +482 +198%
CAPTRUST Financial Advisors
107
CAPTRUST Financial Advisors
North Carolina
$36K +$35.2K +681 New
PA
108
Parallel Advisors
California
$31K – – –
SL
109
Salomon & Ludwin
Virginia
$31K – – –
ST
110
Smithfield Trust
Pennsylvania
$31K – – –
CTC
111
Central Trust Company
Missouri
$30K – – –
HWM
112
Holloway Wealth Management
Florida
$30K – – –
ASN
113
Advisory Services Network
Georgia
$29K -$12.9K -250 -31%
CFA
114
Carroll Financial Associates
North Carolina
$25K – – –
Carson Wealth (CWM LLC)
115
Carson Wealth (CWM LLC)
Nebraska
$17K – – –
CAL
116
Capital Analysts LLC
Pennsylvania
$16K +$15.8K +305 New
1IA
117
1834 Investment Advisors
Wisconsin
$12K +$12.4K +239 New
FGAM
118
Financial Gravity Asset Management
Texas
$11K – – –
GWM
119
Geneos Wealth Management
Colorado
$10K – – –
WEC
120
Winslow Evans & Crocker
Massachusetts
$8K – – –
CIAS
121
Capital Investment Advisory Services
North Carolina
$6K +$1.55K +30 +34%
AF
122
Allworth Financial
California
$2K +$1.71K +33 New
AT
123
Arden Trust
Delaware
– -$1.36M -26,430 Closed
KWM
124
Kingsview Wealth Management
Oregon
– -$896K -17,366 Closed
PAG
125
Private Advisory Group
Washington
– -$460K -9,944 Closed
2 3 4
5
6

FTA Hedge Fund Activity: Q2 2019 in Review

122 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q2 2019, worth a combined $779M — up 0.24% from $777M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FTA positions and 7 closed out — a net gain of 12 holders — while 47 added to existing stakes and 37 trimmed.

The largest buyer was Peak Capital Management, opening a new position worth an estimated $6.48M. The largest seller was Morgan Stanley, cutting an estimated $15.2M.

  • 122 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q2 2019, up from 112 in Q1 2019.
  • Funds reported $779M of First Trust Large Cap Value AlphaDEX Fund stock for Q2 2019, up 0.24% quarter-over-quarter.
  • 19 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q2 2019 and 7 closed out, a net change of +12 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q2 2019 was Peak Capital Management, an estimated $6.48M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q2 2019 was Morgan Stanley, an estimated $15.2M sold.

Based on aggregated 13F filings for Q2 2019.