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First Trust Large Cap Value AlphaDEX Fund

81 hedge funds and large institutions have $601M invested in First Trust Large Cap Value AlphaDEX Fund in 2016 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 32 increasing their positions, 21 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

89% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 9

52% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 21

23% more capital invested

Capital invested by funds: $488M → $601M (+$113M)

8% more funds holding

Funds holding: 7581 (+6)

7.62% more ownership

Funds ownership: 55.92%63.54% (+7.6%)

Holders
81
Holders Change
+6
Holders Change %
+8%
% of All Funds
2.02%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.05%
New
17
Increased
32
Reduced
21
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Cetera Investment Advisers
51
Cetera Investment Advisers
Illinois
$553K +$7.45K +166 +1%
WFG
52
Wills Financial Group
Virginia
$464K +$314 +7 +0.1%
SF
53
Synovus Financial
Georgia
$449K
LI
54
LVZ Inc
Michigan
$401K +$51.9K +1,157 +16%
IA
55
IFP Advisors
Florida
$344K +$77.1K +1,719 +31%
MPI
56
Mairs & Power Inc
Minnesota
$336K -$130K -2,900 -29%
US Bancorp
57
US Bancorp
Minnesota
$313K +$32.9K +733 +12%
JCM
58
Janney Capital Management
Pennsylvania
$307K +$90 +2 +0%
Koshinski Asset Management
59
Koshinski Asset Management
Illinois
$307K +$179 +4 +0.1%
NWM
60
Northwest Wealth Management
Iowa
$295K +$282K +6,288 New
AA
61
AlphaMark Advisors
Kentucky
$274K +$262K +5,845 New
NFG
62
Next Financial Group
Texas
$262K +$9.6K +214 +4%
MCM
63
Mengis Capital Management
Oregon
$245K
CS
64
Credit Suisse
Switzerland
$229K -$3.27M -72,981 -94%
Envestnet Asset Management
65
Envestnet Asset Management
Illinois
$163K +$55.1K +1,228 +55%
WA
66
WFG Advisors
Texas
$160K -$13.4K -298 -8%
WEC
67
Winslow Evans & Crocker
Massachusetts
$68.7K +$13.5K +300 +26%
GRP
68
Global Retirement Partners
California
$61K +$58.7K +1,309 New
AssetMark Inc
69
AssetMark Inc
California
$46K
Manulife (Manufacturers Life Insurance)
70
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$39K
ST
71
Smithfield Trust
Pennsylvania
$28K
CFA
72
Carroll Financial Associates
North Carolina
$22K
Northwestern Mutual Wealth Management
73
Northwestern Mutual Wealth Management
Wisconsin
$22K +$20.8K +464 New
AWM
74
Avior Wealth Management
Nebraska
$20K +$45 +1 +0.2%
AA
75
Ancora Advisors
Ohio
$17K +$16K +357 New

FTA Hedge Fund Activity: Q4 2016 in Review

81 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q4 2016, worth a combined $601M — up 23% from $488M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new FTA positions and 9 closed out — a net gain of 8 holders — while 32 added to existing stakes and 21 trimmed.

The largest buyer was UBS Group, adding an estimated $14.6M. The largest seller was SG Americas Securities, exiting entirely with an estimated $4.07M sold.

  • 81 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q4 2016, up from 75 in Q3 2016.
  • Funds reported $601M of First Trust Large Cap Value AlphaDEX Fund stock for Q4 2016, up 23% quarter-over-quarter.
  • 17 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q4 2016 and 9 closed out, a net change of +8 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q4 2016 was UBS Group, an estimated $14.6M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q4 2016 was SG Americas Securities, an estimated $4.07M sold.

Based on aggregated 13F filings for Q4 2016.