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First Trust Large Cap Value AlphaDEX Fund

74 hedge funds and large institutions have $657M invested in First Trust Large Cap Value AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 25 increasing their positions, 30 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

3% more funds holding

Funds holding: 7274 (+2)

2.43% more ownership

Funds ownership: 62.13%64.56% (+2.4%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

13% less capital invested

Capital invested by funds: $753M → $657M (-$95.8M)

17% less repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 30

Holders
74
Holders Change
+2
Holders Change %
+2.78%
% of All Funds
2.07%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
11
Increased
25
Reduced
30
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LTFS
51
Ladenburg Thalmann Financial Services
Florida
$332K -$74.2K -1,841 -17%
SF
52
Synovus Financial
Georgia
$326K
JCM
53
Janney Capital Management
Pennsylvania
$322K +$344K +8,529 New
BTS
54
BB&T Securities
Virginia
$296K -$545K -13,525 -63%
LI
55
LVZ Inc
Michigan
$270K +$60.7K +1,506 +27%
IH
56
IFC Holdings
Florida
$252K +$51K +1,266 +24%
US Bancorp
57
US Bancorp
Minnesota
$244K +$8.99K +223 +4%
Koshinski Asset Management
58
Koshinski Asset Management
Illinois
$232K +$202 +5 +0.1%
DADC
59
D.A. Davidson & Co
Montana
$136K -$163K -4,048 -53%
Envestnet Asset Management
60
Envestnet Asset Management
Illinois
$123K +$131K +3,250 New
NFG
61
Next Financial Group
Texas
$110K +$24.2K +600 +26%
WEC
62
Winslow Evans & Crocker
Massachusetts
$105K +$59.7K +1,482 +114%
Northwestern Mutual Wealth Management
63
Northwestern Mutual Wealth Management
Wisconsin
$84K
Bessemer Group
64
Bessemer Group
New Jersey
$81K +$86.7K +2,151 New
GT
65
Glenmede Trust
Pennsylvania
$51K +$55.3K +1,373 New
WA
66
WFG Advisors
Texas
$50K +$9.43K +234 +21%
AWS
67
Aris Wealth Services
Pennsylvania
$37K
ST
68
Smithfield Trust
Pennsylvania
$23K
WRM
69
Westport Resources Management
Connecticut
$19K
Creative Planning
70
Creative Planning
Kansas
$19K +$20.2K +500 New
TFA
71
Transamerica Financial Advisors
Florida
$18K -$144K -3,580 -88%
AWM
72
Avior Wealth Management
Nebraska
$16K +$81 +2 +0.5%
VNA
73
Valley National Advisers
Pennsylvania
$15K -$16K -397 Closed
QCG
74
Quadrant Capital Group
Ohio
$4K
CS
75
Comerica Securities
Michigan
-$1.14M -26,800 Closed

FTA Hedge Fund Activity: Q3 2015 in Review

74 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q3 2015, worth a combined $657M — down 13% from $753M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FTA positions and 7 closed out — a net gain of 4 holders — while 25 added to existing stakes and 30 trimmed.

The largest buyer was Cambridge Investment Research Advisors, adding an estimated $19.1M. The largest seller was Morgan Stanley, cutting an estimated $19.8M.

  • 74 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q3 2015, up from 72 in Q2 2015.
  • Funds reported $657M of First Trust Large Cap Value AlphaDEX Fund stock for Q3 2015, down 13% quarter-over-quarter.
  • 11 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q3 2015 and 7 closed out, a net change of +4 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q3 2015 was Cambridge Investment Research Advisors, an estimated $19.1M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q3 2015 was Morgan Stanley, an estimated $19.8M sold.

Based on aggregated 13F filings for Q3 2015.