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First Trust Large Cap Value AlphaDEX Fund
FTA

Overview Fund Activity

73 hedge funds and large institutions have $783M invested in First Trust Large Cap Value AlphaDEX Fund in 2015 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 33 increasing their positions, 18 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
73
Holders Change
-2
Holders Change %
-2.67%
% of All Funds
1.95%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
9
Increased
33
Reduced
18
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$319M
2
LPL Financial
2
LPL Financial
California
$57.2M
3
MAA
3
Managed Account Advisors
New Jersey
$4.23M
4
HI
4
Horizon Investments
North Carolina
$3.99M
5
UBS Group
5
UBS Group
Switzerland
$89.4M

Top Sellers

1
SPC
1
Sigma Planning Corp
Michigan
$0
2
Deutsche Bank
2
Deutsche Bank
Germany
$0
3
RJA
3
Raymond James & Associates
Florida
$33.9M
4
CA
4
Cetera Advisors
Colorado
$11M
5
VFS
5
VSR Financial Services
Kansas
$564K
Name Holding Trade Value Shares
Change 		Shares
Change %
SFWA
51
Summit Financial Wealth Advisors
Louisiana
$440K – – –
WFG
52
Wills Financial Group
Virginia
$430K +$56.8K +1,300 +15%
SF
53
Synovus Financial
Georgia
$410K – – –
DADC
54
D.A. Davidson & Co
Montana
$395K +$193K +4,424 +96%
JCM
55
Janney Capital Management
Pennsylvania
$373K +$88 +2 +0%
Brown Advisory
56
Brown Advisory
Maryland
$334K – – –
US Bancorp
57
US Bancorp
Minnesota
$255K +$148K +3,370 +138%
LI
58
LVZ Inc
Michigan
$247K +$247K +5,637 New
RCAG
59
Rehmann Capital Advisory Group
Michigan
$221K -$99.2K -2,268 -31%
Koshinski Asset Management
60
Koshinski Asset Management
Illinois
$212K -$43.6K -998 -17%
AA
61
Ancora Advisors
Ohio
$209K -$209K -4,787 Closed
Bank of Montreal
62
Bank of Montreal
Ontario, Canada
$163K +$17.2K +392 +12%
Creative Planning
63
Creative Planning
Kansas
$110K – – –
Northwestern Mutual Wealth Management
64
Northwestern Mutual Wealth Management
Wisconsin
$97K -$19.6K -450 -17%
WEC
65
Winslow Evans & Crocker
Massachusetts
$62.9K -$38.4K -878 -38%
GT
66
Glenmede Trust
Pennsylvania
$60K – – –
WA
67
WFG Advisors
Texas
$39K +$6.07K +140 +18%
NFG
68
Next Financial Group
Texas
$36K – – –
ST
69
Smithfield Trust
Pennsylvania
$26K – – –
WRM
70
Westport Resources Management
Connecticut
$22K – – –
TFA
71
Transamerica Financial Advisors
Florida
$21K +$21K +471 New
AWM
72
Avior Wealth Management
Nebraska
$18K +$43 +1 +0.2%
AllianceBernstein
73
AllianceBernstein
Tennessee
$2K – – –
SPC
74
Sigma Planning Corp
Michigan
– -$3.98M -90,959 Closed
Deutsche Bank
75
Deutsche Bank
Germany
– -$3.45M -78,843 Closed
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