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First Trust Preferred Securities and Income ETF

208 hedge funds and large institutions have $1.64B invested in First Trust Preferred Securities and Income ETF in 2018 Q1 according to their latest regulatory filings, with 46 funds opening new positions, 89 increasing their positions, 48 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

171% more first-time investments, than exits

New positions opened: 46 | Existing positions closed: 17

85% more repeat investments, than reductions

Existing positions increased: 89 | Existing positions reduced: 48

23% more funds holding in top 10

Funds holding in top 10: 1316 (+3)

16% more funds holding

Funds holding: 180208 (+28)

8% more capital invested

Capital invested by funds: $1.51B → $1.64B (+$127M)

0.51% more ownership

Funds ownership: 45.88%46.39% (+0.51%)

Holders
208
Holders Change
+28
Holders Change %
+15.56%
% of All Funds
4.77%
Holding in Top 10
16
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+23.08%
% of All Funds
0.37%
New
46
Increased
89
Reduced
48
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HCM
201
Highlander Capital Management
New Jersey
$6K
CFD
202
Creative Financial Designs
Indiana
$6K +$6.31K +319 New
KF
203
Krilogy Financial
Missouri
$3K
BWA
204
BDO Wealth Advisors
Florida
$3K +$3.46K +175 New
AIS
205
Accurate Investment Solutions
Pennsylvania
$1K
TFA
206
Transamerica Financial Advisors
Florida
$1K +$20 +1 New
PA
207
Parallel Advisors
California
$1K +$712 +36 New
AFNAS
208
American Financial Network Advisory Services
California
$282 -$939K -47,471 -100%
BCM
209
Brookstone Capital Management
Illinois
-$11.3M -565,751 Closed
Millennium Management
210
Millennium Management
New York
-$2.84M -142,030 Closed
PFA
211
Pinnacle Family Advisors
Missouri
-$2.72M -135,734 Closed
SI
212
SII Investments
Wisconsin
-$2.3M -114,809 Closed
BCM
213
Bluefin Capital Management
New York
-$2.11M -105,590 Closed
WCM
214
Weatherstone Capital Management
Colorado
-$1.01M -50,561 Closed
NWS
215
Newport Wealth Strategies
California
-$220K -11,104 Closed
FA
216
FDx Advisors
Illinois
-$220K -10,970 Closed
SEI Investments
217
SEI Investments
Pennsylvania
-$214K -10,700 Closed
CWM
218
Cornerstone Wealth Management
Missouri
-$212K -10,510 Closed
SPC
219
Sigma Planning Corp
Michigan
-$203K -10,153 Closed
VCM
220
Versant Capital Management
Arizona
-$73.5K -3,717 Closed
CA
221
Calton & Associates
Florida
-$13K -665 Closed
UBS AM
222
UBS AM
Illinois
-$12.9K -645 Closed
PAI
223
Pittenger & Anderson Inc
Nebraska
-$12K -600 Closed
LFA
224
Legacy Financial Advisors
Kentucky
-$7K -375 Closed
BWL
225
Bogart Wealth LLC
Virginia
-$1K -50 Closed

FPE Hedge Fund Activity: Q1 2018 in Review

208 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in First Trust Preferred Securities and Income ETF (FPE) for Q1 2018, worth a combined $1.64B — up 8.4% from $1.51B a quarter earlier.

Buyers outnumbered sellers: 46 funds opened new FPE positions and 17 closed out — a net gain of 29 holders — while 89 added to existing stakes and 48 trimmed.

The largest buyer was CNO Financial Group, opening a new position worth an estimated $39.5M. The largest seller was Brookstone Capital Management, exiting entirely with an estimated $11.3M sold.

  • 208 institutional investors held First Trust Preferred Securities and Income ETF (FPE) as of Q1 2018, up from 180 in Q4 2017.
  • Funds reported $1.64B of First Trust Preferred Securities and Income ETF stock for Q1 2018, up 8.4% quarter-over-quarter.
  • 46 funds opened new First Trust Preferred Securities and Income ETF positions in Q1 2018 and 17 closed out, a net change of +29 holders.
  • The largest First Trust Preferred Securities and Income ETF buyer in Q1 2018 was CNO Financial Group, an estimated $39.5M added.
  • The largest First Trust Preferred Securities and Income ETF seller in Q1 2018 was Brookstone Capital Management, an estimated $11.3M sold.

Based on aggregated 13F filings for Q1 2018.