Bluefin Capital Management’s First Trust Preferred Securities and Income ETF FPE Stock Holding History

Bluefin Capital Management’s Portfolio FPE Stock Details FPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-144,238	Closed	-$2.85M	–	653
2019 Q3	$2.85M	Buy	+144,238	New	+$2.83M	0.41%	46
2018 Q4	–	Sell	-89,428	Closed	-$1.71M	–	454
2018 Q3	$1.71M	Buy	+89,428	New	+$1.72M	0.16%	121
2018 Q1	–	Sell	-105,590	Closed	-$2.11M	–	473
2017 Q4	$2.11M	Buy	105,590 +84,831	+409%	+$1.7M	0.13%	99
2017 Q3	$417K	Buy	+20,759	New	+$417K	0.05%	233
2017 Q2	–	Sell	-40,795	Closed	-$796K	–	536
2017 Q1	$796K	Buy	+40,795	New	+$791K	0.1%	140

Other funds holding FPE

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

TNBTD

Trustmark National Bank Trust Department Jackson, Mississippi $1.68B AUM 19.26% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bluefin Capital Management's FPE Position: Q4 2019 in Review

Bluefin Capital Management sold out of First Trust Preferred Securities and Income ETF (FPE) in Q4 2019, closing a stake of 144,238 shares — an estimated $2.85M sold.

Bluefin Capital Management first reported a position in FPE in Q1 2017 and held it in 5 quarters. The position peaked at $2.85M in Q3 2019. 304 funds tracked by Wall St. Rank hold FPE as of Q4 2019.

Bluefin Capital Management reported no remaining First Trust Preferred Securities and Income ETF position as of Q4 2019 after selling out during the quarter.
Bluefin Capital Management sold 144,238 First Trust Preferred Securities and Income ETF shares in Q4 2019, an estimated $2.85M.
Bluefin Capital Management first reported a position in First Trust Preferred Securities and Income ETF in Q1 2017 and held it in 5 quarters.
Bluefin Capital Management's First Trust Preferred Securities and Income ETF position peaked at $2.85M in Q3 2019.
304 funds tracked by Wall St. Rank held First Trust Preferred Securities and Income ETF as of Q4 2019.

Based on Bluefin Capital Management's 13F filing for Q4 2019, filed 14 Feb 2020.