Bluefin Capital Management’s First Trust Preferred Securities and Income ETF FPE Stock Holding History

Bluefin Capital Management’s Portfolio FPE Stock Details FPE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-144,238	Closed	-$2.85M	–	653
2019 Q3	$2.85M	Buy	+144,238	New	+$2.83M	0.41%	46
2018 Q4	–	Sell	-89,428	Closed	-$1.71M	–	454
2018 Q3	$1.71M	Buy	+89,428	New	+$1.72M	0.16%	121
2018 Q1	–	Sell	-105,590	Closed	-$2.11M	–	473
2017 Q4	$2.11M	Buy	105,590 +84,831	+409%	+$1.7M	0.13%	99
2017 Q3	$417K	Buy	+20,759	New	+$417K	0.05%	233
2017 Q2	–	Sell	-40,795	Closed	-$796K	–	536
2017 Q1	$796K	Buy	+40,795	New	+$791K	0.1%	140

Other funds holding FPE

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Trustmark National Bank Trust Department Jackson, Mississippi $1.56B AUM 16.53% 1-Year Est. Return

Cambridge Investment Research Advisors

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return