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First Trust Preferred Securities and Income ETF
FPE

Overview Fund Activity

331 hedge funds and large institutions have $3.28B invested in First Trust Preferred Securities and Income ETF in 2020 Q4 according to their latest regulatory filings, with 63 funds opening new positions, 146 increasing their positions, 81 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
331
Holders Change
+44
Holders Change %
+15.33%
% of All Funds
5.87%
Holding in Top 10
25
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+25%
% of All Funds
0.44%
New
63
Increased
146
Reduced
81
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
$75.5M
2
Morgan Stanley
Morgan Stanley
New York
$925M
3
MAP
Milestone Advisory Partners
North Carolina
$16.1M
4
ST
Spinnaker Trust
Maine
$14.6M
5
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT)
United Kingdom
$34.6M

Top Sellers

1
TC
Trilogy Capital
California
$0
2
AWE
Avidian Wealth Enterprises
Texas
$0
3
TW
Transform Wealth
Colorado
$788K
4
GIA
Gladstone Institutional Advisory
Florida
$7.2M
5
SWP
Stratos Wealth Partners
Ohio
$8.17M
Name Holding Trade Value Shares
Change 		Shares
Change %
NFG
176
Next Financial Group
Texas
$1.01M -$217K -10,755 -18%
LFF
177
Level Four Financial
Texas
$1M +$1M +49,733 New
RW
178
RVW Wealth
California
$1M -$593K -11,316 -37%
MC
179
Moors & Cabot
Massachusetts
$995K +$48.5K +2,415 +5%
SF
180
Synovus Financial
Georgia
$979K +$199K +9,842 +25%
SWM
181
SeaCrest Wealth Management
New York
$972K -$18.7K -924 -2%
SCA
182
Snowden Capital Advisors
New York
$965K -$2.01M -99,471 -68%
PAS
183
Park Avenue Securities
New York
$940K +$93K +4,606 +11%
AAMA
184
Advanced Asset Management Advisors
Ohio
$929K – – –
CIAS
185
Capital Investment Advisory Services
North Carolina
$867K +$68K +3,365 +9%
AWM
186
Accel Wealth Management
Iowa
$867K +$867K +42,933 New
Thrivent Financial for Lutherans
187
Thrivent Financial for Lutherans
Minnesota
$859K -$590K – –
CAM
188
Cozad Asset Management
Illinois
$843K – – –
ERWM
189
Elk River Wealth Management
Colorado
$827K +$827K +40,967 New
TC
190
Telemus Capital
Michigan
$818K – – –
NWA
191
Navis Wealth Advisors
New York
$808K +$808K +40,000 New
TW
192
Transform Wealth
Colorado
$788K -$5.31M -262,783 -87%
CFS
193
CRA Financial Services
New Jersey
$740K – – –
NA
194
NewEdge Advisors
Louisiana
$723K +$723K +35,804 New
ACI
195
Alpha Cubed Investments
California
$708K +$708K +35,060 New
BWA
196
Beam Wealth Advisors
Louisiana
$706K -$15.6K -772 -2%
KWM
197
Kingsview Wealth Management
Oregon
$693K +$33.6K +1,664 +5%
MAFM
198
Mid Atlantic Financial Management
Pennsylvania
$664K -$10.5K -522 -2%
TFS
199
Thoroughbred Financial Services
Tennessee
$646K +$646K +32,032 New
OC
200
Oppenheimer & Co
New York
$639K -$6.46K -320 -1%
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