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First Trust Preferred Securities and Income ETF

233 hedge funds and large institutions have $1.51B invested in First Trust Preferred Securities and Income ETF in 2019 Q1 according to their latest regulatory filings, with 38 funds opening new positions, 99 increasing their positions, 56 reducing their positions, and 34 closing their positions.

New
Increased
Maintained
Reduced
Closed

77% more repeat investments, than reductions

Existing positions increased: 99 | Existing positions reduced: 56

12% more first-time investments, than exits

New positions opened: 38 | Existing positions closed: 34

12% more capital invested

Capital invested by funds: $1.35B → $1.51B (+$156M)

2.14% more ownership

Funds ownership: 43.62%45.76% (+2.1%)

0% more funds holding

Funds holding: 233233 (0)

12% less funds holding in top 10

Funds holding in top 10: 1715 (-2)

Holders
233
Holders Change
Holders Change %
0%
% of All Funds
5.04%
Holding in Top 10
15
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-11.76%
% of All Funds
0.32%
New
38
Increased
99
Reduced
56
Closed
34
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SFS
176
Sowell Financial Services
Arkansas
$202K +$198K +10,581 New
SAS
177
Stelac Advisory Services
New York
$197K
SWM
178
SeaCrest Wealth Management
New York
$196K +$50.6K +2,705 +36%
MCM
179
Mengis Capital Management
Oregon
$192K
VCM
180
Vivaldi Capital Management
Illinois
$191K
CAL
181
Capital Advisors Ltd
Ohio
$166K
CIAS
182
Capital Investment Advisory Services
North Carolina
$153K +$139K +7,400 +1,213%
MRCM
183
M&R Capital Management
New Jersey
$139K +$4.25K +227 +3%
Deutsche Bank
184
Deutsche Bank
Germany
$104K +$20.6K +1,098 +25%
WEC
185
Winslow Evans & Crocker
Massachusetts
$100K
GEA
186
Glen Eagle Advisors
New Jersey
$96.8K
WT
187
Whittier Trust
California
$95K
PB
188
Pinnacle Bancorp
Nebraska
$91K
AAM
189
Advisors Asset Management
Colorado
$88K +$43.3K +2,314 +100%
PMFA
190
Plante Moran Financial Advisors
Michigan
$86K +$19 +1 +0%
APC
191
Aspire Private Capital
North Carolina
$82K -$4.81K -257 -6%
CFA
192
Carroll Financial Associates
North Carolina
$79K
CWA
193
Clarus Wealth Advisors
Arizona
$70K
FHA
194
Flagship Harbor Advisors
Massachusetts
$53K
RIA
195
Realta Investment Advisors
Delaware
$51K +$49.2K +2,629 New
PGAM
196
Princeton Global Asset Management
New Jersey
$51K +$50.6K +2,700 New
MFW
197
Mosaic Family Wealth
Missouri
$50K
CFN
198
Cordasco Financial Network
Florida
$48K
GWMIA
199
Global Wealth Management Investment Advisory
Florida
$47K -$66.1K -3,528 -59%
CFB
200
Cullen/Frost Bankers
Texas
$45K +$44.7K +2,385 New

FPE Hedge Fund Activity: Q1 2019 in Review

233 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in First Trust Preferred Securities and Income ETF (FPE) for Q1 2019, worth a combined $1.51B — up 12% from $1.35B a quarter earlier.

Buyers outnumbered sellers: 38 funds opened new FPE positions and 34 closed out — a net gain of 4 holders — while 99 added to existing stakes and 56 trimmed.

The largest buyer was Carson Wealth (CWM LLC), adding an estimated $19.5M. The largest seller was WBI Investments, exiting entirely with an estimated $16.6M sold.

  • 233 institutional investors held First Trust Preferred Securities and Income ETF (FPE) as of Q1 2019, unchanged from Q4 2018.
  • Funds reported $1.51B of First Trust Preferred Securities and Income ETF stock for Q1 2019, up 12% quarter-over-quarter.
  • 38 funds opened new First Trust Preferred Securities and Income ETF positions in Q1 2019 and 34 closed out, a net change of +4 holders.
  • The largest First Trust Preferred Securities and Income ETF buyer in Q1 2019 was Carson Wealth (CWM LLC), an estimated $19.5M added.
  • The largest First Trust Preferred Securities and Income ETF seller in Q1 2019 was WBI Investments, an estimated $16.6M sold.

Based on aggregated 13F filings for Q1 2019.