We are live on ! Find out more
FPE icon

First Trust Preferred Securities and Income ETF

408 hedge funds and large institutions have $4.83B invested in First Trust Preferred Securities and Income ETF in 2021 Q4 according to their latest regulatory filings, with 80 funds opening new positions, 192 increasing their positions, 94 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

196% more first-time investments, than exits

New positions opened: 80 | Existing positions closed: 27

104% more repeat investments, than reductions

Existing positions increased: 192 | Existing positions reduced: 94

12% more funds holding

Funds holding: 363408 (+45)

8% more capital invested

Capital invested by funds: $4.47B → $4.83B (+$357M)

1.73% more ownership

Funds ownership: 58.64%60.37% (+1.7%)

0% more funds holding in top 10

Funds holding in top 10: 3737 (0)

Holders
408
Holders Change
+45
Holders Change %
+12.4%
% of All Funds
6.28%
Holding in Top 10
37
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.57%
New
80
Increased
192
Reduced
94
Closed
27
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SWP
51
ShoreHaven Wealth Partners
New Jersey
$11.8M +$123K +6,039 +1%
HI
52
Harbour Investments
Wisconsin
$11.2M -$920K -45,154 -8%
AWE
53
Avidian Wealth Enterprises
Texas
$11M -$352K -17,262 -3%
MAG
54
Members Advisory Group
New York
$10.8M +$10.8M +531,361 New
AIC
55
Archer Investment Corporation
Indiana
$10.8M +$530K +25,992 +5%
SIM
56
SSI Investment Management
California
$10.5M +$901K +44,205 +9%
JP Morgan Chase
57
JP Morgan Chase
New York
$10.4M -$1.85M -90,864 -15%
MWM
58
Mattern Wealth Management
Kansas
$9.86M +$9.89M +485,068 New
CWM
59
Comprehensive Wealth Management
Washington
$9.74M -$219K -10,751 -2%
EH
60
Equitable Holdings
New York
$9.69M +$4.19M +205,795 +76%
SWM
61
Stockman Wealth Management
Montana
$9.55M +$3.07M +150,453 +47%
SWP
62
Summit Wealth Partners
Florida
$9.54M +$159K +7,777 +2%
CCMG
63
Clark Capital Management Group
Pennsylvania
$9.52M +$191K +9,377 +2%
Comerica Bank
64
Comerica Bank
Texas
$9.46M +$598K +29,352 +7%
GIA
65
Gladstone Institutional Advisory
Florida
$9.38M -$713K -34,979 -7%
LFAS
66
Level Four Advisory Services
Texas
$9.17M +$355K +17,427 +4%
FA
67
Flagstar Advisors
New York
$9.14M +$4.86M +238,246 +113%
SFG
68
StrategIQ Financial Group
Indiana
$9.1M +$1.04M +50,933 +13%
IWP
69
Icon Wealth Partners
Texas
$8.81M +$154K +7,573 +2%
SWP
70
Stratos Wealth Partners
Ohio
$8.49M +$8.52M +417,892 New
OWA
71
Octavia Wealth Advisors
Ohio
$8.36M +$1.27M +62,406 +18%
SPC
72
Sigma Planning Corp
Michigan
$8.34M +$2.78M +136,396 +50%
First Trust Advisors
73
First Trust Advisors
Illinois
$8.11M -$166K -8,129 -2%
WWM
74
Western Wealth Management
Colorado
$7.92M +$7.94M +389,755 New
AO
75
Advisor OS
Illinois
$7.78M +$714K +35,039 +10%

FPE Hedge Fund Activity: Q4 2021 in Review

408 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Preferred Securities and Income ETF (FPE) for Q4 2021, worth a combined $4.83B — up 8% from $4.47B a quarter earlier.

Buyers outnumbered sellers: 80 funds opened new FPE positions and 27 closed out — a net gain of 53 holders — while 192 added to existing stakes and 94 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $72.1M. The largest seller was Grimes & Company, exiting entirely with an estimated $122M sold.

  • 408 institutional investors held First Trust Preferred Securities and Income ETF (FPE) as of Q4 2021, up from 363 in Q3 2021.
  • Funds reported $4.83B of First Trust Preferred Securities and Income ETF stock for Q4 2021, up 8% quarter-over-quarter.
  • 80 funds opened new First Trust Preferred Securities and Income ETF positions in Q4 2021 and 27 closed out, a net change of +53 holders.
  • The largest First Trust Preferred Securities and Income ETF buyer in Q4 2021 was Morgan Stanley, an estimated $72.1M added.
  • The largest First Trust Preferred Securities and Income ETF seller in Q4 2021 was Grimes & Company, an estimated $122M sold.

Based on aggregated 13F filings for Q4 2021.