We are live on ! Find out more
FPE icon

First Trust Preferred Securities and Income ETF

408 hedge funds and large institutions have $4.83B invested in First Trust Preferred Securities and Income ETF in 2021 Q4 according to their latest regulatory filings, with 80 funds opening new positions, 192 increasing their positions, 94 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

196% more first-time investments, than exits

New positions opened: 80 | Existing positions closed: 27

104% more repeat investments, than reductions

Existing positions increased: 192 | Existing positions reduced: 94

12% more funds holding

Funds holding: 363408 (+45)

8% more capital invested

Capital invested by funds: $4.47B → $4.83B (+$357M)

1.73% more ownership

Funds ownership: 58.64%60.37% (+1.7%)

0% more funds holding in top 10

Funds holding in top 10: 3737 (0)

Holders
408
Holders Change
+45
Holders Change %
+12.4%
% of All Funds
6.28%
Holding in Top 10
37
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.57%
New
80
Increased
192
Reduced
94
Closed
27
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SFWA
26
Summit Financial Wealth Advisors
Louisiana
$28.7M +$943K +46,287 +3%
Carson Wealth (CWM LLC)
27
Carson Wealth (CWM LLC)
Nebraska
$25.3M +$25.4M +1,244,911 New
TLP
28
Trinity Legacy Partners
Texas
$24.9M +$577K +28,291 +2%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$24.5M +$2.62M +128,416 +12%
KAS
30
Kestra Advisory Services
Texas
$24.2M +$2.25M +110,458 +10%
ST
31
Spinnaker Trust
Maine
$21.9M +$982K +48,172 +5%
MFG
32
Magnus Financial Group
New York
$21.3M -$637K -31,243 -3%
TNBTD
33
Trustmark National Bank Trust Department
Mississippi
$21.1M -$404K -19,806 -2%
MAP
34
Milestone Advisory Partners
North Carolina
$19.7M +$19.8M +971,275 New
SFI
35
SPC Financial Inc
Maryland
$19.2M -$3.76M -184,491 -16%
AAP
36
Arax Advisory Partners
Colorado
$19.1M +$639K +31,368 +3%
Renaissance Technologies
37
Renaissance Technologies
New York
$18.8M +$8.42M +413,158 +81%
CAG
38
Csenge Advisory Group
Florida
$18.7M -$652K -31,972 -3%
SPIA
39
Steward Partners Investment Advisory
New York
$18.4M +$11.1M +542,922 +151%
1IA
40
1834 Investment Advisors
Wisconsin
$16.9M +$349K +17,104 +2%
HWA
41
HCR Wealth Advisors
California
$16.7M -$273K -13,406 -2%
Rockefeller Capital Management
42
Rockefeller Capital Management
New York
$16.1M +$3.87M +190,060 +32%
MML Investors Services
43
MML Investors Services
Massachusetts
$15.8M +$2.39M +117,159 +18%
EWM
44
Empirical Wealth Management
Washington
$15.3M +$1.49M +73,040 +11%
PAG
45
Private Advisor Group
New Jersey
$14.7M +$5.77M +283,054 +64%
Citigroup
46
Citigroup
New York
$14.4M +$4.58M +224,483 +46%
BFG
47
Berger Financial Group
Minnesota
$14.2M +$162K +7,949 +1%
AI
48
Atria Investments
North Carolina
$13.6M +$7.88M +386,863 +138%
KCM
49
Karp Capital Management
California
$12.4M -$2.04M -99,875 -14%
Cetera Investment Advisers
50
Cetera Investment Advisers
Illinois
$12.1M +$194K +9,501 +2%

FPE Hedge Fund Activity: Q4 2021 in Review

408 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Preferred Securities and Income ETF (FPE) for Q4 2021, worth a combined $4.83B — up 8% from $4.47B a quarter earlier.

Buyers outnumbered sellers: 80 funds opened new FPE positions and 27 closed out — a net gain of 53 holders — while 192 added to existing stakes and 94 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $72.1M. The largest seller was Grimes & Company, exiting entirely with an estimated $122M sold.

  • 408 institutional investors held First Trust Preferred Securities and Income ETF (FPE) as of Q4 2021, up from 363 in Q3 2021.
  • Funds reported $4.83B of First Trust Preferred Securities and Income ETF stock for Q4 2021, up 8% quarter-over-quarter.
  • 80 funds opened new First Trust Preferred Securities and Income ETF positions in Q4 2021 and 27 closed out, a net change of +53 holders.
  • The largest First Trust Preferred Securities and Income ETF buyer in Q4 2021 was Morgan Stanley, an estimated $72.1M added.
  • The largest First Trust Preferred Securities and Income ETF seller in Q4 2021 was Grimes & Company, an estimated $122M sold.

Based on aggregated 13F filings for Q4 2021.