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First Trust Preferred Securities and Income ETF
FPE

Overview Fund Activity

261 hedge funds and large institutions have $2.14B invested in First Trust Preferred Securities and Income ETF in 2019 Q3 according to their latest regulatory filings, with 37 funds opening new positions, 141 increasing their positions, 50 reducing their positions, and 19 closing their positions.

Holders
261
Holders Change
+17
Holders Change %
+6.97%
% of All Funds
5.73%
Holding in Top 10
21
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+16.67%
% of All Funds
0.46%
New
37
Increased
141
Reduced
50
Closed
19
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$534M
2
UBS Group
2
UBS Group
Switzerland
$160M
3
EVM
3
Eaton Vance Management
Massachusetts
$104M
4
Bank of America
4
Bank of America
North Carolina
$140M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$244M

Top Sellers

1
LFAS
1
Level Four Advisory Services
Texas
$0
2
NS
2
NewDay Solutions
New Hampshire
$270K
3
MMA
3
Miracle Mile Advisors
California
$469K
4
First Trust Advisors
4
First Trust Advisors
Illinois
$10.5M
5
Renaissance Technologies
5
Renaissance Technologies
New York
$8.95M
Name Holding Trade Value Shares
Change 		Shares
Change %
CTB
26
Country Trust Bank
Illinois
$12.7M +$3.27M +165,765 +35%
Janney Montgomery Scott
27
Janney Montgomery Scott
Pennsylvania
$12.2M +$39.5K +2,001 +0.3%
Envestnet Asset Management
28
Envestnet Asset Management
Illinois
$12.1M -$153K -7,735 -1%
AFA
29
American Financial Advisors
Georgia
$11.9M +$1.28M +64,944 +12%
Wells Fargo
30
Wells Fargo
California
$11.4M +$4.82M +244,426 +73%
VCM
31
Vivaldi Capital Management
Illinois
$11.3M +$11M +558,078 +4,465%
Baird Financial Group
32
Baird Financial Group
Wisconsin
$11.2M +$4.24M +215,040 +61%
First Trust Advisors
33
First Trust Advisors
Illinois
$10.5M -$1.91M -96,654 -15%
EWM
34
Empirical Wealth Management
Washington
$10.3M +$1.11M +56,061 +12%
GI
35
Gradient Investments
Minnesota
$10M +$1.62M +82,243 +19%
Renaissance Technologies
36
Renaissance Technologies
New York
$8.95M -$1.38M -70,029 -13%
MML Investors Services
37
MML Investors Services
Massachusetts
$8.55M -$168K -8,514 -2%
KCM
38
Karp Capital Management
California
$8.37M +$920K +46,625 +12%
IWP
39
Icon Wealth Partners
Texas
$7.72M +$22.7K +1,153 +0.3%
CAN
40
Cetera Advisor Networks
California
$7.56M +$45.4K +2,302 +0.6%
PCM
41
Price Capital Management
Louisiana
$6.93M +$3.98M +201,738 +135%
CCA
42
Clearwater Capital Advisors
Illinois
$6.4M +$1.34M +67,798 +26%
WFG
43
Wills Financial Group
Virginia
$6.38M +$60.7K +3,076 +1%
RCIM
44
Red Cedar Investment Management
Michigan
$6.09M +$6.09M +311,474 New
HIS
45
Harvest Investment Services
Illinois
$6.01M +$3.73M +189,100 +164%
BRWM
46
B. Riley Wealth Management
Tennessee
$5.81M +$465K +23,543 +9%
TW
47
Transform Wealth
Colorado
$5.68M +$116K +5,867 +2%
1IA
48
1834 Investment Advisors
Wisconsin
$5.42M +$1.11M +56,378 +26%
QCIG
49
Quad-Cities Investment Group
Iowa
$4.93M +$134K +6,789 +3%
MIFH
50
Migdal Insurance & Financial Holdings
Israel
$4.75M +$32.8K +1,663 +0.7%
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