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First Trust Preferred Securities and Income ETF

289 hedge funds and large institutions have $2.83B invested in First Trust Preferred Securities and Income ETF in 2020 Q3 according to their latest regulatory filings, with 30 funds opening new positions, 127 increasing their positions, 91 reducing their positions, and 44 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more repeat investments, than reductions

Existing positions increased: 127 | Existing positions reduced: 91

9% more capital invested

Capital invested by funds: $2.59B → $2.83B (+$240M)

1.66% more ownership

Funds ownership: 51.51%53.18% (+1.7%)

5% less funds holding in top 10

Funds holding in top 10: 2120 (-1)

5% less funds holding

Funds holding: 305289 (-16)

32% less first-time investments, than exits

New positions opened: 30 | Existing positions closed: 44

Holders
289
Holders Change
-16
Holders Change %
-5.25%
% of All Funds
5.83%
Holding in Top 10
20
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-4.76%
% of All Funds
0.4%
New
30
Increased
127
Reduced
91
Closed
44
Calls
$3K
Puts
Net Calls
+$3K
Net Calls Change
+$3K
Name Holding Trade Value Shares
Change
Change in
Stake
NFSG
276
Newbridge Financial Services Group
Florida
$12K +$11.5K +600 New
JFA
277
JNBA Financial Advisors
Minnesota
$10K
AWM
278
AllSquare Wealth Management
New York
$9K
CAL
279
Capital Analysts LLC
Pennsylvania
$8K
HCM
280
Highlander Capital Management
New Jersey
$6K
SL
281
Savior LLC
Massachusetts
$6K +$5.86K +307 +1,279%
AW
282
Avion Wealth
Texas
$6K +$6.02K +315 New
CFO
283
CVA Family Office
Colorado
$5K
GFPC
284
Global Financial Private Client
Florida
$4.16K -$2.06K -108 -33%
CCA
285
Column Capital Advisors
Indiana
$4K -$192K -10,043 -98%
SIS
286
Sound Income Strategies
Florida
$3K
F
287
F3Logic
Minnesota
$2.24K +$2.23K +117 New
CFA
288
Carroll Financial Associates
North Carolina
$2K -$64K -3,350 -96%
Simplex Trading
289
Simplex Trading
Illinois
$1K +$1.91K +100 New
FCA
290
FinTrust Capital Advisors
South Carolina
$128 -$11.5K -600 -8%
FLI
291
Family Legacy Inc
South Carolina
-$4.42M -240,023 Closed
BCI
292
Brinker Capital Investments
Pennsylvania
-$3.02M -163,897 Closed
MWA
293
MFA Wealth Advisors
Pennsylvania
-$2.98M -161,514 Closed
RWA
294
Redhawk Wealth Advisors
Minnesota
-$1.59M -86,431 Closed
AT
295
Arden Trust
Delaware
-$1.26M -68,256 Closed
Jane Street
296
Jane Street
New York
-$1.13M -61,189 Closed
OMC
297
Old Mission Capital
Illinois
-$1.11M -60,398 Closed
HHRDM
298
H&H Retirement Design & Management
Nevada
-$958K -51,993 Closed
CCFM
299
Clear Creek Financial Management
Washington
-$878K -47,701 Closed
RIA
300
Regal Investment Advisors
Michigan
-$749K -40,656 Closed

FPE Hedge Fund Activity: Q3 2020 in Review

289 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Preferred Securities and Income ETF (FPE) for Q3 2020, worth a combined $2.83B — up 9.3% from $2.59B a quarter earlier.

Sellers outnumbered buyers: 44 funds closed out of FPE and 30 opened new positions — a net loss of 14 holders — while 91 trimmed existing stakes and 127 added.

The largest buyer was Eaton Vance Management, adding an estimated $16M. The largest seller was UBS Group, cutting an estimated $9.75M.

  • 289 institutional investors held First Trust Preferred Securities and Income ETF (FPE) as of Q3 2020, down from 305 in Q2 2020.
  • Funds reported $2.83B of First Trust Preferred Securities and Income ETF stock for Q3 2020, up 9.3% quarter-over-quarter.
  • 30 funds opened new First Trust Preferred Securities and Income ETF positions in Q3 2020 and 44 closed out, a net change of -14 holders.
  • The largest First Trust Preferred Securities and Income ETF buyer in Q3 2020 was Eaton Vance Management, an estimated $16M added.
  • The largest First Trust Preferred Securities and Income ETF seller in Q3 2020 was UBS Group, an estimated $9.75M sold.

Based on aggregated 13F filings for Q3 2020.