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First Trust Smith Opportunistic Fixed Income ETF
FIXD

Name Holding Trade Value Shares
Change 		Change in
Stake
QAM
326
Q3 Asset Management
Michigan
– -$1.28M -24,037 Closed
IFG
327
Investors Financial Group
Minnesota
– -$1.21M -22,708 Closed
TFA
328
Teamwork Financial Advisors
Texas
– -$1.04M -19,531 Closed
PGWM
329
Pitti Group Wealth Management
New York
– -$756K -14,206 Closed
BRWM
330
B. Riley Wealth Management
Tennessee
– -$675K -12,679 Closed
AC
331
Avestar Capital
New York
– -$661K -12,413 Closed
PWM
332
Purus Wealth Management
California
– -$510K -9,583 Closed
PWP
333
Principle Wealth Partners
Connecticut
– -$394K -7,396 Closed
HAS
334
HBW Advisory Services
California
– -$299K -5,621 Closed
PMG
335
ProVise Management Group
Florida
– -$273K -5,131 Closed
MOS
336
MGO One Seven
Ohio
– -$269K -5,046 Closed
PPP
337
Private Portfolio Partners
New Jersey
– -$256K -4,806 Closed
LSA
338
Lion Street Advisors
Texas
– -$214K -4,010 Closed
KAM
339
Knightsbridge Asset Management
California
– -$212K -3,978 Closed
TCWM
340
Total Clarity Wealth Management
Illinois
– -$97K -1,827 Closed
CWS
341
Confluence Wealth Services
Pennsylvania
– -$70K -1,320 Closed
TWP
342
TFO Wealth Partners
Ohio
– -$18K -332 Closed
FRA
343
Front Row Advisors
California
– -$12K -220 Closed
SFM
344
Signet Financial Management
New Jersey
– -$8K -150 Closed
GWS
345
Glassman Wealth Services
Virginia
– -$7K -126 Closed
SWM
346
Selective Wealth Management
Virginia
– -$7K -126 Closed
CWP
347
Concord Wealth Partners
Virginia
– -$6K -115 Closed
PFA
348
Professional Financial Advisors
Nebraska
– -$3K -65 Closed
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