Q3 Asset Management’s First Trust Smith Opportunistic Fixed Income ETF FIXD Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$777	Buy	+17,840	New	+$790K	0.19%	42
2024 Q4	–	Sell	-5,550	Closed	-$247K	–	50
2024 Q3	$247K	Buy	+5,550	New	+$247K	0.06%	45
2024 Q2	–	Sell	-5,582	Closed	-$240K	–	56
2024 Q1	$240K	Sell	5,582 -11,602	-68%	-$509K	0.07%	44
2023 Q4	$764K	Buy	+17,184	New	+$732K	0.19%	34
2023 Q3	–	Sell	-45,683	Closed	-$2.02M	–	52
2023 Q2	$2.02M	Buy	+45,683	New	+$2.05M	0.98%	19
2022 Q1	–	Sell	-24,037	Closed	-$1.28M	–	45
2021 Q4	$1.28M	Sell	24,037 -13,670	-36%	-$729K	0.54%	22
2021 Q3	$2.02M	Buy	+37,707	New	+$2.04M	0.98%	21
2021 Q1	–	Sell	-18,120	Closed	-$991K	–	54
2020 Q4	$991K	Buy	18,120 +4,252	+31%	+$234K	0.78%	22
2020 Q3	$765K	Sell	13,868 -2,267	-14%	-$125K	0.62%	21
2020 Q2	$884K	Buy	+16,135	New	+$872K	0.84%	17
2020 Q1	–	Sell	-10,829	Closed	-$561K	–	31
2019 Q4	$561K	Buy	+10,829	New	+$567K	1.26%	19
2019 Q3	–	Sell	-4,384	Closed	-$143K	–	27
2019 Q2	$143K	Buy	+4,384	New	+$223K	0.34%	24