B. Riley Wealth Management’s First Trust Smith Opportunistic Fixed Income ETF FIXD Stock Holding History

B. Riley Wealth Management’s Portfolio FIXD Stock Details FIXD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q1	–	Sell	-12,679	Closed	-$675K	–	647
2021 Q4	$675K	Sell	12,679 -7,506	-37%	-$400K	0.05%	285
2021 Q3	$1.08M	Buy	20,185 +122	+0.6%	+$6.59K	0.08%	214
2021 Q2	$1.08M	Sell	20,063 -4,577	-19%	-$244K	0.12%	156
2021 Q1	$1.3M	Buy	24,640 +1,758	+8%	+$94.6K	0.15%	134
2020 Q4	$1.25M	Buy	22,882 +2,800	+14%	+$154K	0.16%	127
2020 Q3	$1.1M	Buy	20,082 +15,442	+333%	+$854K	0.13%	142
2020 Q2	$254K	Buy	+4,640	New	+$251K	0.03%	330

Other funds holding FIXD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Advance Capital Management Southfield, Michigan $2.64B AUM 13.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Envestnet Asset Management

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Tucker Asset Management Littleton, Colorado $343M AUM 17.55% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Horizon Investments Charlotte, North Carolina $8.92B AUM 25.62% 1-Year Est. Return