B. Riley Wealth Management’s First Trust Smith Opportunistic Fixed Income ETF FIXD Stock Holding History

B. Riley Wealth Management’s Portfolio FIXD Stock Details FIXD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q1	–	Sell	-12,679	Closed	-$675K	–	647
2021 Q4	$675K	Sell	12,679 -7,506	-37%	-$400K	0.05%	285
2021 Q3	$1.08M	Buy	20,185 +122	+0.6%	+$6.59K	0.08%	214
2021 Q2	$1.08M	Sell	20,063 -4,577	-19%	-$244K	0.12%	156
2021 Q1	$1.3M	Buy	24,640 +1,758	+8%	+$94.6K	0.15%	134
2020 Q4	$1.25M	Buy	22,882 +2,800	+14%	+$154K	0.16%	127
2020 Q3	$1.1M	Buy	20,082 +15,442	+333%	+$854K	0.13%	142
2020 Q2	$254K	Buy	+4,640	New	+$251K	0.03%	330

Other funds holding FIXD

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

ACM

Advance Capital Management Southfield, Michigan $3.09B AUM 17.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

TAM

Tucker Asset Management Littleton, Colorado $405M AUM 27.41% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Horizon Investments Charlotte, North Carolina $9.13B AUM 34.49% 1-Year Est. Return

B. Riley Wealth Management's FIXD Position: Q1 2022 in Review

B. Riley Wealth Management sold out of First Trust Smith Opportunistic Fixed Income ETF (FIXD) in Q1 2022, closing a stake of 12,679 shares — an estimated $675K sold.

B. Riley Wealth Management first reported a position in FIXD in Q2 2020 and held it in 7 quarters. The position peaked at $1.3M in Q1 2021. 316 funds tracked by Wall St. Rank hold FIXD as of Q1 2022.

B. Riley Wealth Management reported no remaining First Trust Smith Opportunistic Fixed Income ETF position as of Q1 2022 after selling out during the quarter.
B. Riley Wealth Management sold 12,679 First Trust Smith Opportunistic Fixed Income ETF shares in Q1 2022, an estimated $675K.
B. Riley Wealth Management first reported a position in First Trust Smith Opportunistic Fixed Income ETF in Q2 2020 and held it in 7 quarters.
B. Riley Wealth Management's First Trust Smith Opportunistic Fixed Income ETF position peaked at $1.3M in Q1 2021.
316 funds tracked by Wall St. Rank held First Trust Smith Opportunistic Fixed Income ETF as of Q1 2022.

Based on B. Riley Wealth Management's 13F filing for Q1 2022, filed 10 May 2022.