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First Trust Smith Opportunistic Fixed Income ETF
FIXD

Name Holding Trade Value Shares
Change 		Change in
Stake
PS
251
Principal Securities
Iowa
$345K – – –
KAM
252
Knightsbridge Asset Management
California
$343K -$105K -2,419 -24%
RF
253
Rossby Financial
Florida
$341K +$46K +1,060 +16%
AFG
254
ABLE Financial Group
Arizona
$320K -$227K -5,233 -42%
RIA
255
Regal Investment Advisors
Michigan
$317K +$313K +7,230 New
SWIA
256
Solano Wealth Investment Advisors
California
$312K -$25.3K -583 -8%
TAM
257
Tucker Asset Management
Colorado
$312K -$39.7K -915 -11%
JWCA
258
J.W. Cole Advisors
Florida
$311K +$81.8K +1,888 +36%
KFGK
259
Keystone Financial Group (Kentucky)
Kentucky
$310K -$49.9K -1,152 -14%
M1FG
260
Mach-1 Financial Group
Arkansas
$307K -$835K -19,270 -73%
QCIG
261
Quad-Cities Investment Group
Iowa
$302K -$21K -484 -7%
SB
262
Sunflower Bank
Texas
$300K – – –
GWM
263
Gibbs Wealth Management
Georgia
$298K -$75.6K -1,745 -20%
EC
264
EdgeRock Capital
Colorado
$289K -$49.7K -1,146 -15%
PA
265
Pinnacle Associates
New York
$287K -$29.3K -675 -9%
AA
266
Armis Advisers
Georgia
$281K -$15.7K -361 -5%
LBC
267
Leigh Baldwin & Co
New York
$280K -$38.7K -893 -12%
CFG
268
Cooper Financial Group
California
$277K +$2.86K +66 +1%
GM
269
GeoWealth Management
Illinois
$274K -$146K -3,374 -35%
AF
270
Allworth Financial
California
$273K +$607 +14 +0.2%
SFC
271
Strategic Financial Concepts
Texas
$271K +$9.54K +220 +4%
DC
272
Davenport & Co
Virginia
$262K +$19.9K +458 +8%
CCM
273
Chiron Capital Management
Florida
$253K – – –
BFA
274
Beacon Financial Advisory
Ohio
$250K -$57.3K -1,322 -19%
SWP
275
ShoreHaven Wealth Partners
New Jersey
$241K -$61.4K -1,417 -21%
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11
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